Automated regulatory compliance solutions that make
Financial Regulation Easy©

We provide end-to-end regulatory compliance solutions that enable more than 90% time and cost savings in managing compliance with financial services laws and regulations. FinregE is ISO 27001:2013 certified and we are also Stage 1 and Stage 2 FSQS accredited.

Learn more

Finreg-E Regulatory Compliance Management London

FinregE provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, FinregE dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

Find out more

Weekly regulatory alerts sign up

FinregE’s Compliance Solutions

Real-Time Rule Monitoring Compliance Solutions Finreg-E London

Regulatory Horizon Scanning

The Regulatory Change Viewer© provides a single place to receive and continuous regulatory alerts on regulatory publications and changes across chosen global regulatory sources.

Regulatory content delivered in original and translated languages in real time Finreg-E London

Change Impact Assessments

The regulatory change action management and Impact Assessment Workflow© allows important publications to be actioned and tagged for institution-specific impacts, actions, accountability, status and timelines.

Extraction of regulatory requirements artificial intelligence at Finreg-E London

Compliance Controls Mappings

Regulatory content across the Change Viewer and Global Library can be mapped to compliance policies, processes, risks and controls via FinregE’s Compliance Mapping Workflow©.

Understanding regulatory compliance and change landscape finreg-E London

NLP Rule Analytics

Regulatory content across the Change Viewer and Global Library comes with FinregE’s intelligent NLP analytics with key words and regulatory obligations extractions on information requiring compliance actions under individual publications, laws and rules.

Reduce errors and duplication in regulatory change capture and management Finreg-E London

Regulatory Rule Inventories

The Global Library© provides a central, structured, and continuously updated inventory of existing rulebooks, laws and legislation organised based on jurisdiction, themes and laws. Library content come linked with correlated content from the Regulatory Change Viewer.

Compliance Reporting and Audit

FinregE delivers customized and interactive dashboards built on FinregE’s regulatory content and workflow data to report on regulatory change horizon and heatmaps to highlight compliance impact by jurisdiction, topics, themes, timelines, status, owners, gaps, policies, processes, risks and controls.

Book a demo now

FinregE regulatory coverage

Stay up-to-date on financial servicers publications and regulations across global and local jurisdictions. We get you the latest information, updated daily and continuously, on publications and content across all languages. Choose from sources including governments, courts, tribunals, supervisory authorities, standard setting bodies and regulators.

FinregE Regulatory Coverage

Country	Regulator	Publish Date	Type	Title
Israel	BOI	28/01/2022	Supervisors of Banks Circulars	Conducting an Audit and Review in Accordance with Certain Standards Set in the United States
United Kingdom	ICO	28/01/2022	Consultations	Your views matter: ICO listening exercise Your vie…
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Department for Environment, Food & Rural Affairs	Climate adaption reporting third round: Anglian Water
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Department for Environment, Food & Rural Affairs	Climate adaption reporting third round: Affinity Water
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Department for Environment, Food & Rural Affairs	Climate adaption reporting third round: Yorkshire Water
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Department for Environment, Food & Rural Affairs	Climate adaption reporting third round: Bristol Water
Global	OECD	28/01/2022	news releases	OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
European Union	ESMA	28/01/2022	MiFID - Investor Protection MiFID - Secondary Markets Trading	Consultation Paper on the Opinion on Trading Venue perimeter
Hong Kong	HKMA	28/01/2022	Press Releases	Record of Discussion of the Meeting of the Exchange Fund Advisory Committee Currency Board Sub-Committee held on 6 January 2022
Hong Kong	HKMA	28/01/2022	Circulars	Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong (PDF File, 222.2 KB)
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Her Majesty’s Prison and Probation Service and 1 others	Woodhill Prison: Action plan
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Her Majesty’s Prison and Probation Service and 1 others	Styal YOI: Action plan
Italy	IVASS	28/01/2022	RSS	Consultation Paper No. 1/2022 - Remarks and proposals (only in italian) [docx, 48.5 KB]
Italy	IVASS	28/01/2022	RSS	Consultation Paper No. 1/2022 (only in italian) [pdf, 767.0 KB]
European Union	ESMA	28/01/2022	Fund Management, Guidelines and Technical standards >Compliance table	ESMA34-45-1445:Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds
European Union	ESMA	28/01/2022	Benchmarks MiFID - Secondary Markets Post Trading Securities Financing Transactions Supervisory convergence Trade Repositories	New Q&As available
European Union	ESMA	28/01/2022	Credit Rating Agencies >Reference	ESMA 80-416-252:Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation
European Union	ESMA	28/01/2022	MiFID - Investor Protection, MiFID - Secondary Markets, Trading >Reference	ESMA70-156-4978 reply form:Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter
European Union	ESMA	28/01/2022	MiFID - Investor Protection, MiFID - Secondary Markets, Trading >Consultation Paper	ESMA70-156-4978:Consultation Paper on the Opinion on Trading Venue perimeter
European Union	ESMA	28/01/2022	Credit Rating Agencies >Consultation Paper	ESMA 80-416-228:Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation
European Union	EBA	28/01/2022	Q&A-Final:Resolution objectives and triggers	2016_2622 \| State guarantee of newly issued liabilities
European Union	EBA	28/01/2022	Q&A-Final:Recovery plans	2016_2562 \| Recovery plans for subsidiaries that are not institutions
European Union	EBA	28/01/2022	Q&A-Final:Early intervention	2015_2516 \| Relation between precautionary recapitalisation and early intervention measures
European Union	EBA	28/01/2022	Q&A-Final:Intra-group financial support	2015_2515 \| Notification requirements in the context of financial support
European Union	EBA	28/01/2022	Q&A-Final:Recovery plans	2015_2514 \| References to “the group” in Articles 6 (2) and (5)
European Union	EBA	28/01/2022	Q&A-Final:Intra-group financial support	2015_2104 \| Changes to financial support agreements
European Union	EBA	28/01/2022	Q&A-Rejected:Market infrastructures	2018_3704 \| Question on CSD capital requirements and investment policy
Hong Kong	HKMA	28/01/2022	Circulars	Regulatory approaches to Authorized Institutions’ interface with Virtual Assets and Virtual Asset Service Providers (PDF File, 267.7 KB)
Hong Kong	HKMA	28/01/2022	Circulars	Joint circular on intermediaries’ virtual asset-related activities (PDF File, 166.3 KB)
European Union	AFME	28/01/2022	Consultation Responses	ECB Public Consultation on Outsourcing Registers
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	Cabinet Office	Infected Blood Compensation Framework Study
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	HM Revenue & Customs and 1 others	Finance Bill 2021-2022: Report Stage
United Kingdom	GOV.UK \| Policy and Consultations	28/01/2022	HM Treasury	Minutes of the Trade Specialised Committee on VAT Administrative Cooperation and Recovery of Taxes: 15 December 2021
Belgium	FSMA	28/01/2022	Press release	More than 2300 intermediaries took part in a webinar offered by the FSMA on conduct of business rules in the insurance sector
Italy	IVASS	28/01/2022	RSS	Consultation Paper No. 1/2022
European Union	ESMA	28/01/2022	Crowdfunding >Q&A	ESMA35-42-1088:Q&A on the European crowdfunding service providers for business Regulation
European Union	ESMA	28/01/2022	Supervisory convergence >Reference	ESMA71-102-173:ESMA Q&As- list of questions currently under development
European Union	ESMA	28/01/2022	Post Trading, Securities Financing Transactions, Trade Repositories >Q&A	ESMA74-362-893:QAs on SFTR data reporting
European Union	ESMA	28/01/2022	Benchmarks, Supervisory convergence >Q&A	ESMA70-145-114:Q&A on the Benchmarks Regulation (BMR)
European Union	ESMA	28/01/2022	MiFID - Secondary Markets >Q&A	ESMA70-872942901-35:Q&A on MiFID II and MiFIR transparency topics
European Union	ESMA	28/01/2022	Guidelines and Technical standards, Innovation and Products >Compliance table	ESMA50-164-5210:Compliance table on Guidelines on outsourcing to cloud service providers
United States	FTC	28/01/2022	Press releases	Vision Path, Inc., Online Seller of Hubble Lenses, Settles Charges it Violated the Contact Lens Rule and FTC Act to Boost Sales
United States	FTC	28/01/2022	Press releases	FTC Comment to Food and Drug Administration Supports Agency’s Proposed Rule on Establishing Over-the-Counter Hearing Aids
Belgium	FSMA	28/01/2022	News article	Handbook on IDD rules of conduct
United States	FTC	28/01/2022	Commission Actions	Agency Information Collection Activities; Proposed Collection; Comment Request; Extension (Information Furnishers Rule)
European Union	EDPB	28/01/2022	General Data Protection Regulation Data subject rights \| Data subject rights \| Guidelines \| General Data Protection Regulation	Guidelines 01/2022 on data subject rights - Right of access
European Union	EDPB	28/01/2022	General Data Protection Regulation \| Data subject rights \| Guidelines \| General Data Protection Regulation Data subject rights	Guidelines 01/2022 on data subject rights - Right of access
Israel	BOI	27/01/2022	Supervisors of Banks Circulars	Total Credit Risk Distribution Report by Principle Industries (quarterly)
Israel	BOI	27/01/2022	Supervisors of Banks Circulars	Data for Calculating Effective Cost in the Unindexed Shekel Segment (monthly)
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Maritime and Coastguard Agency	Consultation to update MSN 1747(M) with MSN 1747(M) Amendment 1
European Union	ESMA	27/01/2022	MiFID - Investor Protection	ESMA consults on the review of MiFID II suitability guidelines
European Union	ESMA	27/01/2022	MiFID - Investor Protection	Consultation on Guidelines on certain aspects of the MiFID II suitability requirements
European Union	European Union	27/01/2022	Directorate-General for Competition	Communication \| C(2022)481 \| COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European Union	European Union	27/01/2022	Directorate-General for Competition	Impact assessment \| SWD(2022)19 \| COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European Union	European Union	27/01/2022	Directorate-General for Competition	Summary of impact assessment \| SWD(2022)20 \| COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European Union	European Union	27/01/2022	Directorate-General for Competition	Opinion on impact assessment \| SEC(2022)70 \| COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European Union	ESMA	27/01/2022	MiFID - Investor Protection >Consultation Paper	ESMA35-43-2998:Draft Guidelines on certain aspects of the MiFID II suitability requirements
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Ministry of Defence	Armed Forces Pension Scheme: Future pension provision from 1 April 2022
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Home Office	Protect Duty
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Environment Agency	Wye abstraction licensing strategy
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	HM Revenue & Customs	Draft legislation: The Social Security Contributions (Freeports) Regulations 2022
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Forestry Commission and 1 others	Open access restriction at Mount Common: how to comment
Belgium	FSMA	27/01/2022	News article	Rules on sustainable finance
Global	OECD	27/01/2022	news releases	OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
European Union	ESMA	27/01/2022	CCP Directorate >Reference	ESMA91-372-1977:ESMA91-372-1977 Response form to the Consultation paper on the Review of EMIR RTS on APC measures
European Union	ESMA	27/01/2022	CCP Directorate >Consultation Paper	ESMA91-372-1975:ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Her Majesty’s Prison and Probation Service and 1 others	Wandsworth Prison: Action plan
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Defence Infrastructure Organisation and 1 others	Strategy for Defence Infrastructure
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Ministry of Defence	Opportunity and Innovation: The Defence Small and Medium-sized Enterprise Action Plan
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Home Office	Response to an inspection of Border Force's role in Project Kraken
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Cabinet Office	Public Procurement: Provisional Common Framework
United Kingdom	GOV.UK \| Home Office	27/01/2022	Home Office	Home Office: business appointment rules advice
United Kingdom	NHF	27/01/2022	Resources	Biodiversity Net Gain Regulations and Implementation consultation briefing
Luxembourg	CSSF	27/01/2022	Circular CSSF	Circular CSSF 22/794 (only in French)
Luxembourg	CSSF	27/01/2022	Circular CSSF	Circular CSSF 19/717 (as amended by Circular CSSF 22/794) (being updated) (Updated)
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	HM Treasury	Finance Bill 2021-2022: Report Stage
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	Department for Education	The reading framework: teaching the foundations of literacy
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	High Speed Two (HS2) Limited	HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2021
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	High Speed Two (HS2) Limited	HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2020
United Kingdom	GOV.UK \| Policy and Consultations	27/01/2022	High Speed Two (HS2) Limited	HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2019
United States	SEC	27/01/2022	Proposed Rules	Reopening of Comment Period for Pay Versus Performance
United States	SEC	27/01/2022	Exchange Act Exemptive Notices and Orders	Release No.: 34-94091 Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United States	FTC	27/01/2022	Commission Actions	Agency Information Collection Activities; Submission for OMB Review; Comment Request (Red Flags, Card Issuers, and Address Discrepancy Rules)
Israel	BOI	26/01/2022	Supervisors of Banks Circulars	Form of General Conditions for Managing Accounts
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Ministry of Justice	Prisons Strategy White Paper
United Kingdom	PSR	26/01/2022	News	PSR publishes remedies consultation for its card-acquiring market review
United Kingdom	PSR	26/01/2022	Publication	CP22/1: Card-acquiring market review initial remedies consultation
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Foreign, Commonwealth & Development Office	Residence rights implementation of the Withdrawal Agreement, Part 2 (Citizens’ Rights): sixth joint report, January 2022
Bahrain	CBB	26/01/2022	consultations	Trust Law
European Union	EBA	26/01/2022	Consultation	Consultation on amending RTS on SCA and CSC under PSD2 (EBA/CP/2021/32)
European Union	European Union	26/01/2022	Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs	Delegated regulation \| C(2022)395 \| COMMISSION DELEGATED REGULATION (EU) /... supplementing Regulation (EU) 2019/2144 of the European Parliament and of the Council by laying down detailed rules concerning the specific test procedures and technical requirements for the type-approval of motor vehicles with regard to their event data recorder and for the type-approval of those systems as separate technical units and amending Annex II to that Regulation
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Advisory Committee on Clinical Excellence Awards and 2 others	Reforming the national Clinical Excellence Awards scheme
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	High Speed Two (HS2) Limited	Off-route works - Preston Station: Additional data used in the air quality assessment (BID AQ-002-OR001)
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	High Speed Two (HS2) Limited	Historic landscape character areas (HE-003-0MA05)
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Ministry of Justice	Review of Custodial Remand for Children
United States	SEC	26/01/2022	Proposed Rules	Amendments to Exchange Act Rule 3b-16 Regarding the Definition of âExchangeâ; Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stocks, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities
United States	SEC	26/01/2022	Proposed Rules	Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers
United States	SEC	26/01/2022	Public Statement	Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Foreign, Commonwealth & Development Office	Quint meeting on Yemen, 26 January 2022: joint communiqué
United Kingdom	GOV.UK \| Policy and Consultations	26/01/2022	Department for International Trade	Strategic Trade Advisory Group (STAG): summary of discussions
Global	ISDA	26/01/2022	Infrastructure > Clearing	ISDA and IIF Respond to BCBS/CPMI/IOSCO Consultation on Margin Practices
European Union	ESMA	26/01/2022	Guidelines and Technical standards, MiFID - Secondary Markets >Compliance table	ESMA70-156-350:Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II
United States	FTC	26/01/2022	Commission Actions	HISA Enforcement Rule
European Union	EBA	25/01/2022	Public hearing	Public hearing on the Consultation Paper on draft RTS on crowdfunding
Israel	BOI	25/01/2022	Supervisors of Banks Circulars	Limitations On Issuing Housing Loans
Hong Kong	HKMA	25/01/2022	Circulars	Regtech Adoption Practice Guide (PDF File, 218.9 KB)
United Kingdom	FCA	25/01/2022	Guidance consultations	GC22/1: FCA’s approach to compromises for regulated firms [pdf]
United Kingdom	FCA	25/01/2022	Policy and guidance Guidance consultations	GC22/1: FCA’s approach to compromises for regulated firms
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Committee on Standards in Public Life	CSPL Submission to the Standards Committee's Review of the MPs' Code of Conduct
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Cabinet Office	Government Cyber Security Strategy: 2022 to 2030
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	HM Treasury	Basic bank accounts: July 2020 to June 2021
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	Volume 2 MA02: Wimboldsley to Lostock Gralam
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	Volume 3: Route-wide effects
United Kingdom	FCA	25/01/2022	Consultation papers	CP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets
United Kingdom	Scotland House Authority	25/01/2022	Publications	Pandemic Personal Protective Equipment: consultation
United Kingdom	Scotland House Authority	25/01/2022	Publications	Report of the consultation regarding proposed Covid-19 Public Inquiry: FOI release
United Kingdom	UK.ThePensionsRegulator	25/01/2022	Press Releases	TPR publishes consultation on new code of practice for CDC pension schemes
European Union	European Union	25/01/2022	Directorate-General for Climate Action	Implementing regulation \| C(2022)322 \| COMMISSION IMPLEMENTING REGULATION (EU) /... amending Implementing Regulation (EU) 2019/1859 laying down rules for the application of Article 10 of Regulation (EU) 2019/1242 of the European Parliament and of the Council as regards the collection of certain data
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Hybrid Bill (A Series)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	MA08 Historic environment baseline report - Part 4 of 5 (BID HE-001-0MA08_Part 4)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	MA08 Historic environment baseline report - Part 3 of 5 (BID HE-001-0MA08_Part 3)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	MA08 Historic environment baseline report - Part 2 of 5 (BID HE-001-0MA08_Part 2)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	MA08 Historic environment baseline report - Part 1 of 5 (BID HE-001-0MA08_Part 1)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Driver and Vehicle Standards Agency	Driving tests: improving availability and processes
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Intellectual Property Office	Reviewing the designs framework: Call for views
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	MA06 landscape and visual map book (LV-00, LV-02, LV-07, LV-08, LV-17)
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Department of Health and Social Care	Review of temporary provisions in the Human Medicines Regulations 2012 to support influenza and COVID-19 vaccination campaigns
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	Department for Education	School attendance: improving consistency of support
European Union	European Union	25/01/2022	Directorate-General for Trade	Decision \| C(2022)429 \| COMMISSION DECISION relating to the exercise of the European Union’s rights under the WTO Understanding on Rules and Procedures Governing the Settlement of Disputes and other relevant WTO provisions
United Kingdom	GOV.UK \| Policy and Consultations	25/01/2022	High Speed Two (HS2) Limited	Document to inform a Habitats Regulations Assessment for Rostherne Mere Ramsar site and Midland Meres and Mosses Phase 1 Ramsar site (EC-016-00003)
Global	OECD	25/01/2022	news releases	OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
Global	ISDA	25/01/2022	Infrastructure > Clearing	ISDA Responds to CFTC’s Consultation on Clearing Requirements in Relation to LIBOR Transition
Global	ISDA	25/01/2022	Infrastructure > Clearing	ISDA and FIA Respond to Six ESMA Consultations on CCP Resolution
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR)
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on draft RTS on the content of CCP resolution plans
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation Paper on draft RTS on Resolution Colleges
European Union	ESMA	24/01/2022	Consultations > CCP Directorate	Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties
European Union	EBA	24/01/2022	Public hearing	Public hearing on draft Guidelines on the use of remote customer onboarding solutions
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for Transport and 1 others	HS2 Phase 2b Western Leg Design Refinement Consultation
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for Transport and 1 others	Government response to High Speed Two Phase 2b: Crewe to Manchester western leg design refinement consultation
United Kingdom	Scotland House Authority	24/01/2022	Publications	Consultations in the Scottish Government: guidance
European Union	EBA	24/01/2022	Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM)	2015_2467 \| COREP form C72
European Union	EBA	24/01/2022	Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM)	2014_1272 \| Supplementary Reporting
European Union	EBA	24/01/2022	Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses)	2014_1252 \| wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
European Union	EBA	24/01/2022	Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses)	2013_389 \| Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Home Office and 1 others	Statement of changes to the Immigration Rules: HC 1019, 24 January 2022
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for International Trade	Trade advisory groups (TAGs)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for Transport	Changes to the UK operator licensing regime and arrangements for the temporary posting of workers in the UK and EU: request for evidence
United Kingdom	GOV.UK \| Home Office	24/01/2022	Home Office	Windrush Compensation Scheme: full rules
United States	FinCEN	24/01/2022	Newsroom	FinCEN Issues Proposed Rule for Suspicious Activity Report Sharing Pilot Program to Combat Illicit Finance Risks
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b (Crewe – Manchester) Environmental Impact
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Off-route reports for High Speed Rail (Crewe – Manchester) Environmental Statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Community Area collections for High Speed Rail (Crewe – Manchester) Environmental Statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Cross-topic technical appendices for High Speed Rail (Crewe – Manchester) Environmental Statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Route-wide reports for High Speed Rail (Crewe – Manchester) Environmental Statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Background information and data for High Speed Rail (Crewe – Manchester) Environmental Statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Flood risk assessment (WR-005-0MA02)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Volume 2 map book MA03: Pickmere to Agden and Hulseheath
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	High Speed Rail (Crewe – Manchester) competency statement
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b (Crewe – Manchester) Register of undertakings and assurances
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: HS2 Policy (H Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Engagement (G Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Operation (F Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Environment (E Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Construction (D Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Property and Compensation (C Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	HS2 Phase 2b information papers: Hybrid Bill (B Series)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Environmental minimum requirements for HS2 Phase 2b (Crewe - Manchester)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Volume 5: Environmental topic maps
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Hydraulic modelling report - Millington Clough and tributaries (WR-006-00001)
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Equality impact assessment for HS2 Phase 2b Crewe – Manchester
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	High Speed Two (HS2) Limited	Equality Impact Assessment Report
United States	SEC	24/01/2022	Exchange Act Exemptive Notices and Orders	Release No.: 34-94034 Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United States	SEC	24/01/2022	Exchange Act Exemptive Notices and Orders	Release No.: 34-94031 Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United Kingdom	ICO	24/01/2022	Consultations	ICO consultation on the draft journalism code of p…
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for Transport and 1 others	HS2 Phase 2b: Crewe – Manchester Environmental Statement Consultation
United Kingdom	GOV.UK \| Policy and Consultations	24/01/2022	Department for Transport and 1 others	HS2 Phase 2b: Crewe – Manchester Equality Impact Assessment Report Consultation

Weekly regulatory alerts sign up

Who we work with

FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.

FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.

FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.

FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.