Automating compliance to make Financial Regulation Easy!

FinregE's award-winning regulatory compliance solution is leveraged by clients in the financial services industry to fully automate compliance processes. Our software keeps you informed on current and future regulations, uses ML/AI to identify and interpret regulatory requirements and integrates compliance workflows for action and compliance management.

Automating compliance to make Financial Regulation Easy!

FinregE's award-winning regulatory compliance solution is leveraged by clients in the financial services industry to fully automate compliance processes. Our software keeps you informed on current and future regulations, uses ML/AI to identify and interpret regulatory requirements and integrates compliance workflows for action and compliance management.

Regulatory Change Management Solution

A fully integrated suite of regulatory compliance modules in a single solution

Our powerful AI driven platform provides complete and proactive oversight to simplify compliance to existing and evolving regulations. With FinregE, our clients can:

RIGTM - A first in offering an AI Regulatory Expert

RIG is the world’s first AI-powered virtual compliance expert that acts as a conversational partner for interrogating regulatory texts.

Our Regulatory Insights Generator (RIG) allows you to read through, cross reference, summarise or interpret multiple text-heavy laws and regulatory documents in a matter of seconds.

We´re the only company in the world that captures every regulatory update the minute it happens, wherever it´s released, and delivers it to our clients in a fully automated and structured way. This, coupled with workflow and insight, substantially reduce costs and risk of non-compliance.

FinregE
By The Numbers

FinregE Numbers

Coverage by Sources

Regulatory Content Coverage by Content Type

Coverage by Sectors

Coverage by Themes

FinregE Themes

FinregE By The Numbers

FinregE Numbers

Coverage by Sources

Regulatory Content Coverage by Content Type

Coverage by Sectors

Coverage by Themes

FinregE Themes

AI Regulatory Expert

Regulatory Insights Generator (RIG)

Introducing RIG : The only large language model in the world trained like a compliance and regulatory expert on legal and regulatory texts.

RIG, Legal Assistant
Regulatory Horizon Scanning

Regulatory Change

Regulatory Horizon Scanning

FinregE’s Regulatory Change Viewer provides a single place to receive structured information on regulatory news and developments across global sources.

Regulatory Trackability

Governance, Risks and Compliance Controls Mappings

Our governance, risk and compliance controls mapping workflow connects regulatory developments, existing regulations and laws to institutional policies, procedures, risks and controls in real-time to provide trackability and traceability of regulatory content to internal compliance data and environment.

Rule Mapping
Digital Rulebooks

Digital Regulation

Machine Readable Rule Inventories

Our Global Library© provides structured, machine readable, rule paragraph level inventories of regulations and laws customised to an institutions internal regulatory footprint. Regulations in the global library can be filtered for applicability at paragraph rule level per business line, and are maintained across versions with full timeline history and tracked changes between versions.

Regulatory Compliance

Compliance monitoring and self-assessments workflows

FinregE provides pre-defined and pre-configured compliance workflows that support regulatory change impact assessments, senior manager attestations, regulatory affairs management, regulatory remediation and annual compliance monitoring activities.

Regulatory And Compliance Workflows
Regulatory Obligations

Regulatory Obligations

Machine-derived Regulatory Interpretations

FinregE’s generative AI for legal/regulatory texts provides a summary of key actions, policies, processes and controls required at a regulatory rule or overall legislation level.

Regulatory Reporting

Regulatory Compliance Reporting, Audit and Dashboarding

FinregE provides standard and customised dashboards analytics and reporting on insights into actions being taken, the status, priorities, due dates and tasks being performed across its suite of regulatory change and regulatory compliance solution modules and data. Our platform maintains an extensive audit trail of compliance activities and actions being performed by platform users.

Regulatory reporting

Client Testimonials

What some of our clients have to say

Features

Why use FinregE?

Data Capabilities

  • Continuously, daily monitoring of regulatory publications content with no delay in receiving new regulatory publications and news
  • Regular monitoring of laws and legislation with maintenance of version history and tracked changes display between versions
  • Regulatory content capture in local language with language translations in preferred language
  • Automatic translations of regulatory content and workflow content input within the platform
  • Fully customised legal and regulatory content data coverage based on institution specific regulatory footprint
  • Customised content by jurisdictions, authors/issuers, services, sector, products, functions, business lines, types of entities and type of regulatory documents.
  • Regulatory content categorisation by jurisdictions, authors/issuers of regulatory documents (regulators, supervisors, other authorities, etc.), sectors, services, products, functions, business lines and types of entities
  • Institution specific regulatory taxonomy creation supported
  • Ability to track a regulation/rule through its evolution of policy and rule making
  • Links between local jurisdiction and global standards, including interlinks between laws and their guidance documents
  • Regulatory content categorisation by jurisdictions, authors/issuers of regulatory documents (regulators, supervisors, other authorities, etc.), sectors, services, products, functions, business lines and types of entities
  • Institution specific regulatory taxonomy creation supported

Platform Capabilities

  • Cloud-based SaaS application with quick switch on and instant access, and enhanced data security features on authentication, single sign on, access managed, data encryption and backup
  • Integrations with external enterprise systems including document management systems, GRC systems and other risk, compliance, internal audit workflow system, with APIs.
  • Full search across regulatory content, including wild card key word searches across platform to find relevant regulatory and workflow content
  • Filtering of regulatory content by themes and topics including creating and maintaining regulatory repository/library of regulatory documents
  • Workflow and task management supporting common workspace for collaborative compliance activity performance, including assigning, mapping, approving and tracking regulatory content and tasks to business owners or units to clarify accountability
  • Compliance self-assessments to assess/evidence compliance status against individual rules, and to record, organise and respond to interactions with supervisory and other authorities
  • Configured workflow generated notification, reminders and alerts to notify on assigned tasks and communicate workflow information across individuals and teams
  • Ability to configure process logic based on dates, tasks and regulatory document types to generate notifications and automated task assignment
  • Configurable regulatory change impact assessments to record and understand the impact of change across business, customers, cost and other relevant criteria.
  • Rank impact assessments by priority and time to implementation. Record and track implementing activities and tasks and compliance status.
  • Dynamic dashboards and reports to provide insights into actions, status, priorities and due dates on regulatory content and workflow activities.
  • Fully customisable dashboards and reporting with export capabilities to export reports into preferred formats for internal distribution and reporting.
  • Configurable user management with ability to create user roles and user role-based permissions based on institutional set up and responsibilities.
  • Maintenance of full audit history and record of compliance activities with version controls and histories.

Weekly Newsletter

FinregE Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to FinregE’s weekly regulatory alerts news.

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We simplify compliance

Managing and maintaining regulatory compliance is one of the most time and resource consuming activities facing our customers. Our technology substantially reduces this burden. It also has a big impact on reducing the risks of making compliance related mistakes. We would be more than happy to explain how it works.

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