Automated regulatory compliance solutions that make Financial Regulation Easy©
We provide end-to-end regulatory compliance solutions that enable more than 90% time and cost savings in managing compliance with financial services laws and regulations. FinregE is ISO 27001:2013 certified and we are also Stage 1 and Stage 2 FSQS accredited.
FinregE provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.
Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, FinregE dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.
FinregE’s Compliance Solutions
Regulatory Horizon Scanning
The Regulatory Change Viewer© provides a single place to receive and continuous regulatory alerts on regulatory publications and changes across chosen global regulatory sources.
Change Impact Assessments
The regulatory change action management and Impact Assessment Workflow© allows important publications to be actioned and tagged for institution-specific impacts, actions, accountability, status and timelines.
Compliance Controls Mappings
Regulatory content across the Change Viewer and Global Library can be mapped to compliance policies, processes, risks and controls via FinregE’s Compliance Mapping Workflow©.
NLP Rule Analytics
Regulatory content across the Change Viewer and Global Library comes with FinregE’s intelligent NLP analytics with key words and regulatory obligations extractions on information requiring compliance actions under individual publications, laws and rules.
Regulatory Rule Inventories
The Global Library© provides a central, structured, and continuously updated inventory of existing rulebooks, laws and legislation organised based on jurisdiction, themes and laws. Library content come linked with correlated content from the Regulatory Change Viewer.
Compliance Reporting and Audit
FinregE delivers customized and interactive dashboards built on FinregE’s regulatory content and workflow data to report on regulatory change horizon and heatmaps to highlight compliance impact by jurisdiction, topics, themes, timelines, status, owners, gaps, policies, processes, risks and controls.
FinregE regulatory coverage
Stay up-to-date on financial servicers publications and regulations across global and local jurisdictions. We get you the latest information, updated daily and continuously, on publications and content across all languages. Choose from sources including governments, courts, tribunals, supervisory authorities, standard setting bodies and regulators.
FinregE Regulatory Coverage
Country | Regulator | Publish Date | Type | Title |
---|---|---|---|---|
Israel | BOI | 28/01/2022 | Supervisors of Banks Circulars | Conducting an Audit and Review in Accordance with Certain Standards Set in the United States |
United Kingdom | ICO | 28/01/2022 | Consultations | Your views matter: ICO listening exercise Your vie… |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Department for Environment, Food & Rural Affairs | Climate adaption reporting third round: Anglian Water |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Department for Environment, Food & Rural Affairs | Climate adaption reporting third round: Affinity Water |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Department for Environment, Food & Rural Affairs | Climate adaption reporting third round: Yorkshire Water |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Department for Environment, Food & Rural Affairs | Climate adaption reporting third round: Bristol Water |
Global | OECD | 28/01/2022 | news releases | OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania |
European Union | ESMA | 28/01/2022 | MiFID - Investor Protection MiFID - Secondary Markets Trading | Consultation Paper on the Opinion on Trading Venue perimeter |
Hong Kong | HKMA | 28/01/2022 | Press Releases | Record of Discussion of the Meeting of the Exchange Fund Advisory Committee Currency Board Sub-Committee held on 6 January 2022 |
Hong Kong | HKMA | 28/01/2022 | Circulars | Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong (PDF File, 222.2 KB) |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Her Majesty’s Prison and Probation Service and 1 others | Woodhill Prison: Action plan |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Her Majesty’s Prison and Probation Service and 1 others | Styal YOI: Action plan |
Italy | IVASS | 28/01/2022 | RSS | Consultation Paper No. 1/2022 - Remarks and proposals (only in italian) [docx, 48.5 KB] |
Italy | IVASS | 28/01/2022 | RSS | Consultation Paper No. 1/2022 (only in italian) [pdf, 767.0 KB] |
European Union | ESMA | 28/01/2022 | Fund Management, Guidelines and Technical standards >Compliance table | ESMA34-45-1445:Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds |
European Union | ESMA | 28/01/2022 | Benchmarks MiFID - Secondary Markets Post Trading Securities Financing Transactions Supervisory convergence Trade Repositories | New Q&As available |
European Union | ESMA | 28/01/2022 | Credit Rating Agencies >Reference | ESMA 80-416-252:Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
European Union | ESMA | 28/01/2022 | MiFID - Investor Protection, MiFID - Secondary Markets, Trading >Reference | ESMA70-156-4978 reply form:Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter |
European Union | ESMA | 28/01/2022 | MiFID - Investor Protection, MiFID - Secondary Markets, Trading >Consultation Paper | ESMA70-156-4978:Consultation Paper on the Opinion on Trading Venue perimeter |
European Union | ESMA | 28/01/2022 | Credit Rating Agencies >Consultation Paper | ESMA 80-416-228:Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
European Union | EBA | 28/01/2022 | Q&A-Final:Resolution objectives and triggers | 2016_2622 | State guarantee of newly issued liabilities |
European Union | EBA | 28/01/2022 | Q&A-Final:Recovery plans | 2016_2562 | Recovery plans for subsidiaries that are not institutions |
European Union | EBA | 28/01/2022 | Q&A-Final:Early intervention | 2015_2516 | Relation between precautionary recapitalisation and early intervention measures |
European Union | EBA | 28/01/2022 | Q&A-Final:Intra-group financial support | 2015_2515 | Notification requirements in the context of financial support |
European Union | EBA | 28/01/2022 | Q&A-Final:Recovery plans | 2015_2514 | References to “the group” in Articles 6 (2) and (5) |
European Union | EBA | 28/01/2022 | Q&A-Final:Intra-group financial support | 2015_2104 | Changes to financial support agreements |
European Union | EBA | 28/01/2022 | Q&A-Rejected:Market infrastructures | 2018_3704 | Question on CSD capital requirements and investment policy |
Hong Kong | HKMA | 28/01/2022 | Circulars | Regulatory approaches to Authorized Institutions’ interface with Virtual Assets and Virtual Asset Service Providers (PDF File, 267.7 KB) |
Hong Kong | HKMA | 28/01/2022 | Circulars | Joint circular on intermediaries’ virtual asset-related activities (PDF File, 166.3 KB) |
European Union | AFME | 28/01/2022 | Consultation Responses | ECB Public Consultation on Outsourcing Registers |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | Cabinet Office | Infected Blood Compensation Framework Study |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | HM Revenue & Customs and 1 others | Finance Bill 2021-2022: Report Stage |
United Kingdom | GOV.UK | Policy and Consultations | 28/01/2022 | HM Treasury | Minutes of the Trade Specialised Committee on VAT Administrative Cooperation and Recovery of Taxes: 15 December 2021 |
Belgium | FSMA | 28/01/2022 | Press release | More than 2300 intermediaries took part in a webinar offered by the FSMA on conduct of business rules in the insurance sector |
Italy | IVASS | 28/01/2022 | RSS | Consultation Paper No. 1/2022 |
European Union | ESMA | 28/01/2022 | Crowdfunding >Q&A | ESMA35-42-1088:Q&A on the European crowdfunding service providers for business Regulation |
European Union | ESMA | 28/01/2022 | Supervisory convergence >Reference | ESMA71-102-173:ESMA Q&As- list of questions currently under development |
European Union | ESMA | 28/01/2022 | Post Trading, Securities Financing Transactions, Trade Repositories >Q&A | ESMA74-362-893:QAs on SFTR data reporting |
European Union | ESMA | 28/01/2022 | Benchmarks, Supervisory convergence >Q&A | ESMA70-145-114:Q&A on the Benchmarks Regulation (BMR) |
European Union | ESMA | 28/01/2022 | MiFID - Secondary Markets >Q&A | ESMA70-872942901-35:Q&A on MiFID II and MiFIR transparency topics |
European Union | ESMA | 28/01/2022 | Guidelines and Technical standards, Innovation and Products >Compliance table | ESMA50-164-5210:Compliance table on Guidelines on outsourcing to cloud service providers |
United States | FTC | 28/01/2022 | Press releases | Vision Path, Inc., Online Seller of Hubble Lenses, Settles Charges it Violated the Contact Lens Rule and FTC Act to Boost Sales |
United States | FTC | 28/01/2022 | Press releases | FTC Comment to Food and Drug Administration Supports Agency’s Proposed Rule on Establishing Over-the-Counter Hearing Aids |
Belgium | FSMA | 28/01/2022 | News article | Handbook on IDD rules of conduct |
United States | FTC | 28/01/2022 | Commission Actions | Agency Information Collection Activities; Proposed Collection; Comment Request; Extension (Information Furnishers Rule) |
European Union | EDPB | 28/01/2022 | General Data Protection Regulation Data subject rights | Data subject rights | Guidelines | General Data Protection Regulation | Guidelines 01/2022 on data subject rights - Right of access |
European Union | EDPB | 28/01/2022 | General Data Protection Regulation | Data subject rights | Guidelines | General Data Protection Regulation Data subject rights | Guidelines 01/2022 on data subject rights - Right of access |
Israel | BOI | 27/01/2022 | Supervisors of Banks Circulars | Total Credit Risk Distribution Report by Principle Industries (quarterly) |
Israel | BOI | 27/01/2022 | Supervisors of Banks Circulars | Data for Calculating Effective Cost in the Unindexed Shekel Segment (monthly) |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Maritime and Coastguard Agency | Consultation to update MSN 1747(M) with MSN 1747(M) Amendment 1 |
European Union | ESMA | 27/01/2022 | MiFID - Investor Protection | ESMA consults on the review of MiFID II suitability guidelines |
European Union | ESMA | 27/01/2022 | MiFID - Investor Protection | Consultation on Guidelines on certain aspects of the MiFID II suitability requirements |
European Union | European Union | 27/01/2022 | Directorate-General for Competition | Communication | C(2022)481 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022 |
European Union | European Union | 27/01/2022 | Directorate-General for Competition | Impact assessment | SWD(2022)19 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022 |
European Union | European Union | 27/01/2022 | Directorate-General for Competition | Summary of impact assessment | SWD(2022)20 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022 |
European Union | European Union | 27/01/2022 | Directorate-General for Competition | Opinion on impact assessment | SEC(2022)70 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022 |
European Union | ESMA | 27/01/2022 | MiFID - Investor Protection >Consultation Paper | ESMA35-43-2998:Draft Guidelines on certain aspects of the MiFID II suitability requirements |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Ministry of Defence | Armed Forces Pension Scheme: Future pension provision from 1 April 2022 |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Home Office | Protect Duty |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Environment Agency | Wye abstraction licensing strategy |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | HM Revenue & Customs | Draft legislation: The Social Security Contributions (Freeports) Regulations 2022 |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Forestry Commission and 1 others | Open access restriction at Mount Common: how to comment |
Belgium | FSMA | 27/01/2022 | News article | Rules on sustainable finance |
Global | OECD | 27/01/2022 | news releases | OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania |
European Union | ESMA | 27/01/2022 | CCP Directorate >Reference | ESMA91-372-1977:ESMA91-372-1977 Response form to the Consultation paper on the Review of EMIR RTS on APC measures |
European Union | ESMA | 27/01/2022 | CCP Directorate >Consultation Paper | ESMA91-372-1975:ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Her Majesty’s Prison and Probation Service and 1 others | Wandsworth Prison: Action plan |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Defence Infrastructure Organisation and 1 others | Strategy for Defence Infrastructure |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Ministry of Defence | Opportunity and Innovation: The Defence Small and Medium-sized Enterprise Action Plan |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Home Office | Response to an inspection of Border Force's role in Project Kraken |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Cabinet Office | Public Procurement: Provisional Common Framework |
United Kingdom | GOV.UK | Home Office | 27/01/2022 | Home Office | Home Office: business appointment rules advice |
United Kingdom | NHF | 27/01/2022 | Resources | Biodiversity Net Gain Regulations and Implementation consultation briefing |
Luxembourg | CSSF | 27/01/2022 | Circular CSSF | Circular CSSF 22/794 (only in French) |
Luxembourg | CSSF | 27/01/2022 | Circular CSSF | Circular CSSF 19/717 (as amended by Circular CSSF 22/794) (being updated) (Updated) |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | HM Treasury | Finance Bill 2021-2022: Report Stage |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | Department for Education | The reading framework: teaching the foundations of literacy |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | High Speed Two (HS2) Limited | HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2021 |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | High Speed Two (HS2) Limited | HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2020 |
United Kingdom | GOV.UK | Policy and Consultations | 27/01/2022 | High Speed Two (HS2) Limited | HS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2019 |
United States | SEC | 27/01/2022 | Proposed Rules | Reopening of Comment Period for Pay Versus Performance |
United States | SEC | 27/01/2022 | Exchange Act Exemptive Notices and Orders | Release No.: 34-94091 Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference |
United States | FTC | 27/01/2022 | Commission Actions | Agency Information Collection Activities; Submission for OMB Review; Comment Request (Red Flags, Card Issuers, and Address Discrepancy Rules) |
Israel | BOI | 26/01/2022 | Supervisors of Banks Circulars | Form of General Conditions for Managing Accounts |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Ministry of Justice | Prisons Strategy White Paper |
United Kingdom | PSR | 26/01/2022 | News | PSR publishes remedies consultation for its card-acquiring market review |
United Kingdom | PSR | 26/01/2022 | Publication | CP22/1: Card-acquiring market review initial remedies consultation |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Foreign, Commonwealth & Development Office | Residence rights implementation of the Withdrawal Agreement, Part 2 (Citizens’ Rights): sixth joint report, January 2022 |
Bahrain | CBB | 26/01/2022 | consultations | Trust Law |
European Union | EBA | 26/01/2022 | Consultation | Consultation on amending RTS on SCA and CSC under PSD2 (EBA/CP/2021/32) |
European Union | European Union | 26/01/2022 | Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs | Delegated regulation | C(2022)395 | COMMISSION DELEGATED REGULATION (EU) /... supplementing Regulation (EU) 2019/2144 of the European Parliament and of the Council by laying down detailed rules concerning the specific test procedures and technical requirements for the type-approval of motor vehicles with regard to their event data recorder and for the type-approval of those systems as separate technical units and amending Annex II to that Regulation |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Advisory Committee on Clinical Excellence Awards and 2 others | Reforming the national Clinical Excellence Awards scheme |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | High Speed Two (HS2) Limited | Off-route works - Preston Station: Additional data used in the air quality assessment (BID AQ-002-OR001) |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | High Speed Two (HS2) Limited | Historic landscape character areas (HE-003-0MA05) |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Ministry of Justice | Review of Custodial Remand for Children |
United States | SEC | 26/01/2022 | Proposed Rules | Amendments to Exchange Act Rule 3b-16 Regarding the Definition of âExchangeâ; Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stocks, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities |
United States | SEC | 26/01/2022 | Proposed Rules | Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers |
United States | SEC | 26/01/2022 | Public Statement | Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Foreign, Commonwealth & Development Office | Quint meeting on Yemen, 26 January 2022: joint communiqué |
United Kingdom | GOV.UK | Policy and Consultations | 26/01/2022 | Department for International Trade | Strategic Trade Advisory Group (STAG): summary of discussions |
Global | ISDA | 26/01/2022 | Infrastructure > Clearing | ISDA and IIF Respond to BCBS/CPMI/IOSCO Consultation on Margin Practices |
European Union | ESMA | 26/01/2022 | Guidelines and Technical standards, MiFID - Secondary Markets >Compliance table | ESMA70-156-350:Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II |
United States | FTC | 26/01/2022 | Commission Actions | HISA Enforcement Rule |
European Union | EBA | 25/01/2022 | Public hearing | Public hearing on the Consultation Paper on draft RTS on crowdfunding |
Israel | BOI | 25/01/2022 | Supervisors of Banks Circulars | Limitations On Issuing Housing Loans |
Hong Kong | HKMA | 25/01/2022 | Circulars | Regtech Adoption Practice Guide (PDF File, 218.9 KB) |
United Kingdom | FCA | 25/01/2022 | Guidance consultations | GC22/1: FCA’s approach to compromises for regulated firms [pdf] |
United Kingdom | FCA | 25/01/2022 | Policy and guidance Guidance consultations | GC22/1: FCA’s approach to compromises for regulated firms |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Committee on Standards in Public Life | CSPL Submission to the Standards Committee's Review of the MPs' Code of Conduct |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Cabinet Office | Government Cyber Security Strategy: 2022 to 2030 |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | HM Treasury | Basic bank accounts: July 2020 to June 2021 |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | Volume 2 MA02: Wimboldsley to Lostock Gralam |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | Volume 3: Route-wide effects |
United Kingdom | FCA | 25/01/2022 | Consultation papers | CP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets |
United Kingdom | Scotland House Authority | 25/01/2022 | Publications | Pandemic Personal Protective Equipment: consultation |
United Kingdom | Scotland House Authority | 25/01/2022 | Publications | Report of the consultation regarding proposed Covid-19 Public Inquiry: FOI release |
United Kingdom | UK.ThePensionsRegulator | 25/01/2022 | Press Releases | TPR publishes consultation on new code of practice for CDC pension schemes |
European Union | European Union | 25/01/2022 | Directorate-General for Climate Action | Implementing regulation | C(2022)322 | COMMISSION IMPLEMENTING REGULATION (EU) /... amending Implementing Regulation (EU) 2019/1859 laying down rules for the application of Article 10 of Regulation (EU) 2019/1242 of the European Parliament and of the Council as regards the collection of certain data |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Hybrid Bill (A Series) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | MA08 Historic environment baseline report - Part 4 of 5 (BID HE-001-0MA08_Part 4) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | MA08 Historic environment baseline report - Part 3 of 5 (BID HE-001-0MA08_Part 3) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | MA08 Historic environment baseline report - Part 2 of 5 (BID HE-001-0MA08_Part 2) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | MA08 Historic environment baseline report - Part 1 of 5 (BID HE-001-0MA08_Part 1) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Driver and Vehicle Standards Agency | Driving tests: improving availability and processes |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Intellectual Property Office | Reviewing the designs framework: Call for views |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | MA06 landscape and visual map book (LV-00, LV-02, LV-07, LV-08, LV-17) |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Department of Health and Social Care | Review of temporary provisions in the Human Medicines Regulations 2012 to support influenza and COVID-19 vaccination campaigns |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | Department for Education | School attendance: improving consistency of support |
European Union | European Union | 25/01/2022 | Directorate-General for Trade | Decision | C(2022)429 | COMMISSION DECISION relating to the exercise of the European Union’s rights under the WTO Understanding on Rules and Procedures Governing the Settlement of Disputes and other relevant WTO provisions |
United Kingdom | GOV.UK | Policy and Consultations | 25/01/2022 | High Speed Two (HS2) Limited | Document to inform a Habitats Regulations Assessment for Rostherne Mere Ramsar site and Midland Meres and Mosses Phase 1 Ramsar site (EC-016-00003) |
Global | OECD | 25/01/2022 | news releases | OECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania |
Global | ISDA | 25/01/2022 | Infrastructure > Clearing | ISDA Responds to CFTC’s Consultation on Clearing Requirements in Relation to LIBOR Transition |
Global | ISDA | 25/01/2022 | Infrastructure > Clearing | ISDA and FIA Respond to Six ESMA Consultations on CCP Resolution |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on draft RTS on the content of CCP resolution plans |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation Paper on draft RTS on Resolution Colleges |
European Union | ESMA | 24/01/2022 | Consultations > CCP Directorate | Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties |
European Union | EBA | 24/01/2022 | Public hearing | Public hearing on draft Guidelines on the use of remote customer onboarding solutions |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for Transport and 1 others | HS2 Phase 2b Western Leg Design Refinement Consultation |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for Transport and 1 others | Government response to High Speed Two Phase 2b: Crewe to Manchester western leg design refinement consultation |
United Kingdom | Scotland House Authority | 24/01/2022 | Publications | Consultations in the Scottish Government: guidance |
European Union | EBA | 24/01/2022 | Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM) | 2015_2467 | COREP form C72 |
European Union | EBA | 24/01/2022 | Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM) | 2014_1272 | Supplementary Reporting |
European Union | EBA | 24/01/2022 | Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses) | 2014_1252 | wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a) |
European Union | EBA | 24/01/2022 | Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses) | 2013_389 | Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Home Office and 1 others | Statement of changes to the Immigration Rules: HC 1019, 24 January 2022 |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for International Trade | Trade advisory groups (TAGs) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for Transport | Changes to the UK operator licensing regime and arrangements for the temporary posting of workers in the UK and EU: request for evidence |
United Kingdom | GOV.UK | Home Office | 24/01/2022 | Home Office | Windrush Compensation Scheme: full rules |
United States | FinCEN | 24/01/2022 | Newsroom | FinCEN Issues Proposed Rule for Suspicious Activity Report Sharing Pilot Program to Combat Illicit Finance Risks |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b (Crewe – Manchester) Environmental Impact |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Off-route reports for High Speed Rail (Crewe – Manchester) Environmental Statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Community Area collections for High Speed Rail (Crewe – Manchester) Environmental Statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Cross-topic technical appendices for High Speed Rail (Crewe – Manchester) Environmental Statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Route-wide reports for High Speed Rail (Crewe – Manchester) Environmental Statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Background information and data for High Speed Rail (Crewe – Manchester) Environmental Statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Flood risk assessment (WR-005-0MA02) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Volume 2 map book MA03: Pickmere to Agden and Hulseheath |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | High Speed Rail (Crewe – Manchester) competency statement |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b (Crewe – Manchester) Register of undertakings and assurances |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: HS2 Policy (H Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Engagement (G Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Operation (F Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Environment (E Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Construction (D Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Property and Compensation (C Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | HS2 Phase 2b information papers: Hybrid Bill (B Series) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Environmental minimum requirements for HS2 Phase 2b (Crewe - Manchester) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Volume 5: Environmental topic maps |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Hydraulic modelling report - Millington Clough and tributaries (WR-006-00001) |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Equality impact assessment for HS2 Phase 2b Crewe – Manchester |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | High Speed Two (HS2) Limited | Equality Impact Assessment Report |
United States | SEC | 24/01/2022 | Exchange Act Exemptive Notices and Orders | Release No.: 34-94034 Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference |
United States | SEC | 24/01/2022 | Exchange Act Exemptive Notices and Orders | Release No.: 34-94031 Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference |
United Kingdom | ICO | 24/01/2022 | Consultations | ICO consultation on the draft journalism code of p… |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for Transport and 1 others | HS2 Phase 2b: Crewe – Manchester Environmental Statement Consultation |
United Kingdom | GOV.UK | Policy and Consultations | 24/01/2022 | Department for Transport and 1 others | HS2 Phase 2b: Crewe – Manchester Equality Impact Assessment Report Consultation |
Who we work with
- Professional Services Firms
- Regulators and Government Agencies
- Financial Institutions
- Technology Vendors
FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.
FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.
FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.
FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.
- Professional Services Firms
- Regulators and Government Agencies
- Technology Vendors
- Financial Institutions
FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.
FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.
FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.
FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.
- Professional Services Firms
- Regulators and Government Agencies
- Technology Vendors
- Financial Institutions
FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.
FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.
FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.
FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.
FinregE’s Compliance Solutions
Cloud-based solutions
Quick to switch on and easy to integrate cloud-based SaaS solution
Multi-language regulatory publications
Regulatory publications and law content is available in original language and translations
Diverse and up-to-date resources
Regulatory publications sources across all banking, asset management, insurance, governments/legislative bodies, regulators, federal courts, trade associations, and other sources.
Daily and continuous regulatory publications updates with filters to search and retrieve full historical datasets across sources.
Compliance self-assessment workflows
Detailed impact and compliance self-assessment workflows with user/institution specific assessment criteria on application date, owners, teams, legal entities, divisions, operational/other risk impact rating, compliance gaps and actions required commentaries
Compare compliance versions
Built-in highlight and text comparison of changes between current and previous rule versions
Regulatory publications on media
Regulatory publications coverage on news, publications, press releases, consultations, final rules, guidance, Q&As, litigation releases, laws, RSS, speeches and all other news
Interactive and customised charts
Dynamic, interactive and customised graphs, charts, visualisations and dashboards for tracking actions, compliance gaps, implementation status and providing required periodic management information and reporting. Network maps, heatmaps and regulatory horizon and change visualisations on regulatory rules libraries and regulatory publications content
Filter and search
User defined sorting and prioritisation of regulatory publications content into libraries based on materiality and publication metadata (publication type, topics, key words etc), including tagging and identification of related publications based on jurisdiction, themes, products, services, regulatory activities and permissions
Control visibility of publications
Manage regulator publications content by unactioned items, actioned items, not applicable and future publications
Legislative content across the globe
Rulebooks, laws and legislative content across all global jurisdictions in a structured digital format. Alerts on changes in rulebooks, laws and legislative content as they happen, with connected content to regulatory publications (consultations, guidelines, Q&As, and related standards) against rulebooks, laws and legislation
Enterprise-wide collaborations
Enterprise wide collaborations across workflow tasks and actions with notification and alerts for prioritization for upcoming actions and tasks. Export to excel on regulatory publications and rules data tables and workflow assessment templates for sharing and disseminating content with users outside the system
Quick compliance self-assessment
Quick impact and compliance self-assessment workflows for fast triage of regulatory publications and rules
FinregE’s Compliance Solutions
Cloud-based solutions
Quick to switch on and easy to integrate cloud-based SaaS solution
Multi-language regulatory publications
Regulatory publications and law content is available in original language and translations
Diverse and up-to-date resources
Regulatory publications sources across all banking, asset management, insurance, governments/legislative bodies, regulators, federal courts, trade associations, and other sources.
Daily and continuous regulatory publications updates with filters to search and retrieve full historical datasets across sources.
Compliance self-assessment workflows
Detailed impact and compliance self-assessment workflows with user/institution specific assessment criteria on application date, owners, teams, legal entities, divisions, operational/other risk impact rating, compliance gaps and actions required commentaries
Compare compliance versions
Built-in highlight and text comparison of changes between current and previous rule versions
Regulatory publications on media
Regulatory publications coverage on news, publications, press releases, consultations, final rules, guidance, Q&As, litigation releases, laws, RSS, speeches and all other news
Interactive and customised charts
Dynamic, interactive and customised graphs, charts, visualisations and dashboards for tracking actions, compliance gaps, implementation status and providing required periodic management information and reporting. Network maps, heatmaps and regulatory horizon and change visualisations on regulatory rules libraries and regulatory publications content
Filter and search
User defined sorting and prioritisation of regulatory publications content into libraries based on materiality and publication metadata (publication type, topics, key words etc), including tagging and identification of related publications based on jurisdiction, themes, products, services, regulatory activities and permissions
Control visibility of publications
Manage regulator publications content by unactioned items, actioned items, not applicable and future publications
Legislative content across the globe
Rulebooks, laws and legislative content across all global jurisdictions in a structured digital format. Alerts on changes in rulebooks, laws and legislative content as they happen, with connected content to regulatory publications (consultations, guidelines, Q&As, and related standards) against rulebooks, laws and legislation
Enterprise-wide collaborations
Enterprise wide collaborations across workflow tasks and actions with notification and alerts for prioritization for upcoming actions and tasks. Export to excel on regulatory publications and rules data tables and workflow assessment templates for sharing and disseminating content with users outside the system
Quick compliance self-assessment
Quick impact and compliance self-assessment workflows for fast triage of regulatory publications and rules
If you are looking to optimise compliance on energy regulation, then be sure to check out EnregE. Set up by the same team that established FinregE, EnregE aims to turn energy regulation compliance into a simple, scalable process, so you meet regulatory requirements in the energy industry and prevent costly compliance fines. Check out our website for more.
If you are looking to optimise compliance on energy regulation, then be sure to check out EnregE. Set up by the same team that established FinregE, EnregE aims to turn energy regulation compliance into a simple, scalable process, so you meet regulatory requirements in the energy industry and prevent costly compliance fines. Check out our website for more.
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