FinregE builds simple, scalable and sustainable automated regulatory compliance solutions that harness the power of technologies such as machine learning, artificial intelligence and the Cloud to deliver effective compliance management.

FinregE provides a unique automated regulatory compliance and change management software application that uses the latest machine learning and artificial intelligence techniques to provide compliance solutions for:

WHAT WE OFFER

FinregE’s Compliance Solutions

regulatory-compliance
Regulatory Horizon Scanning

The Regulatory Change Viewer provides a single place to receive structured information on regulatory news and developments across global sources. All publications and developments come fully tagged and categorised by sectors, topics and themes for quicker interpretations of applicability for easier and faster determination of applicability and filtering.

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Governance, Risks and Compliance Controls Mappings

Our governance, risk and compliance controls mapping workflow connects regulatory developments, existing regulations and laws to institutional policies, procedures, risks and controls in real-time to provide trackability and traceability of regulatory content to internal compliance data and environment.

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Machine Readable Rule Inventories

Our Global Library© provides structured, machine readable, rule paragraph level inventories of regulations and laws customised to an institutions internal regulatory footprint. Regulations in the global library can be filtered for applicability at paragraph rule level per business line, and are maintained across versions with full timeline history and tracked changes between versions.

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Compliance monitoring and self-assessments workflows

FinregE provides pre-defined and pre-configured compliance workflows that support regulatory change impact assessments, senior manager attestations, regulatory affairs management, regulatory remediation and annual compliance monitoring activities. Our workflow management comes configured with action plans, notifications and alerts framework to create and track institution specific workflow tasks, commentaries and activities on regulatory compliance activities. FinregE’ automated workflows support accountability, auditability and monitoring of compliance actions by providing the ability to assign, map and track compliance tasks to business units, owners, a framework to record assessments and evidence of compliance status, and volume metrics to track open workflow actions and actions exceeding waiting times.

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Machine-derived Regulatory Interpretations

Our machine-driven regulatory interpretations speed up the understanding of requirements under rules and legal texts by highlighting the exact requirements and actions required under rules. We use varying natural language processing techniques to extract and identify regulatory obligations, permissions and prohibitions in regulations and laws so you can save time in understanding your legal and regulatory requirements. FinregE’s machine-derived regulatory obligations also deliver speed and automation in the construction of more compliant policies and controls by helping identifying the rules and requirements where internal controls are required to be put in place.

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Regulatory Compliance Reporting, Audit and Dashboarding

FinregE provides standard and customised dashboards analytics and reporting on insights into actions being taken, the status, priorities, due dates and tasks being performed across its suite of regulatory change and regulatory compliance solution modules and data. Our platform maintains an extensive audit trail of compliance activities and actions being performed by platform users. We also provide automation features for importing regulatory documents' data, sending notifications and assignment of tasks based on the pre-defined rules, including sending reminders on tasks and actions based on due dates and predefined requirements for completion.

Latest Regulatory Alerts

FinregE Regulatory Coverage

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

Download the latest regulatory updates

Download the latest regulatory updates

28 DEC – 10 JAN 2023
15 – 28 DEC 2022
30 NOV – 14 DEC 2022
16 – 30 NOV 2022
02 – 16 NOV 2022
19 OCT – 02 NOV 2022
05 – 19 OCT 2022
21 SEP – 05 OCT 2022
07 – 21 SEP 2022
24 AUG – 07 SEP 2022
10 – 24 AUG 2022
01 – 10 AUG 2022
12 JUN – 2 JUL 2022
29 MAY – 13 JUN 2022
15 – 28 MAY 2022
01 – 14 MAY 2022
17 – 30 APR 2022
16 APR 2022

FinregE
By The Numbers

90
Regulatory coverage across 110 countries
900 +
Regulatory content coverage across 1000 websites sources
2000 +
An average of 21,000 regulatory publications captured for month (570 per day, 4 new publications every 10 minutes)
Coverage by Sources
Regulatory Content Coverage by Content Type

FinregE
By The Numbers

90
Regulatory coverage across 110 countries
900 +
Regulatory content coverage across 1000 websites sources
2000 +
An average of 21,000 regulatory publications captured for month (570 per day, 4 new publications every 10 minutes)
Coverage by Sources
Regulatory Content Coverage by Content Type

CLIENT TESTIMONIALS

What some of our clients have to say

OUR CLIENTS

Who We Work With

FEATURES

Why use FinregE?

Data Capabilities

  • Continuously, daily monitoring of regulatory publications content with no delay in receiving new regulatory publications and news
  • Regular monitoring of laws and legislation with maintenance of version history and tracked changes display between versions
  • Regulatory content capture in local language with language translations in preferred language
  • Automatic translations of regulatory content and workflow content input within the platform
  • Fully customised legal and regulatory content data coverage based on institution specific regulatory footprint
  • Customised content by jurisdictions, authors/issuers, services, sector, products, functions, business lines, types of entities and type of regulatory documents.
  • Regulatory content categorisation by jurisdictions, authors/issuers of regulatory documents (regulators, supervisors, other authorities, etc.), sectors, services, products, functions, business lines and types of entities
  • Institution specific regulatory taxonomy creation supported
  • Ability to track a regulation/rule through its evolution of policy and rule making
  • Links between local jurisdiction and global standards, including interlinks between laws and their guidance documents
  • Regulatory content categorisation by jurisdictions, authors/issuers of regulatory documents (regulators, supervisors, other authorities, etc.), sectors, services, products, functions, business lines and types of entities
  • Institution specific regulatory taxonomy creation supported

Platform Capabilities

  • Cloud-based SaaS application with quick switch on and instant access, and enhanced data security features on authentication, single sign on, access managed, data encryption and backup
  • Integrations with external enterprise systems including document management systems, GRC systems and other risk, compliance, internal audit workflow system, with APIs.
  • Full search across regulatory content, including wild card key word searches across platform to find relevant regulatory and workflow content
  • Filtering of regulatory content by themes and topics including creating and maintaining regulatory repository/library of regulatory documents
  • Workflow and task management supporting common workspace for collaborative compliance activity performance, including assigning, mapping, approving and tracking regulatory content and tasks to business owners or units to clarify accountability
  • Compliance self-assessments to assess/evidence compliance status against individual rules, and to record, organise and respond to interactions with supervisory and other authorities
  • Configured workflow generated notification, reminders and alerts to notify on assigned tasks and communicate workflow information across individuals and teams
  • Ability to configure process logic based on dates, tasks and regulatory document types to generate notifications and automated task assignment
  • Configurable regulatory change impact assessments to record and understand the impact of change across business, customers, cost and other relevant criteria.
  • Rank impact assessments by priority and time to implementation. Record and track implementing activities and tasks and compliance status.
  • Dynamic dashboards and reports to provide insights into actions, status, priorities and due dates on regulatory content and workflow activities.
  • Fully customisable dashboards and reporting with export capabilities to export reports into preferred formats for internal distribution and reporting.
  • Configurable user management with ability to create user roles and user role-based permissions based on institutional set up and responsibilities.
  • Maintenance of full audit history and record of compliance activities with version controls and histories.

WEEKLY NEWSLETTER

FinregE Weekly Regulatory News Alerts

Stay up-to-date with the latest regulatory changes. Sign up to FinregE’s weekly regulatory alerts news.

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your Regulatory Compliance

We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.
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