Automated regulatory compliance solutions that make
Financial Regulation Easy©

We provide end-to-end regulatory compliance solutions that enable more than 90% time and cost savings in managing compliance with financial services laws and regulations. FinregE is ISO 27001:2013 certified and we are also Stage 1 and Stage 2 FSQS accredited.

ISO-27001-2013-FSQS-Finreg-E_
Finreg-E Regulatory Compliance Management London

FinregE provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules.

Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, FinregE dynamically connects regulatory requirements to internal policies, procedures and controls to understand the impact and gaps against rules on the internal compliance environment.

 

FinregE’s Compliance Solutions

Real-Time Rule Monitoring Compliance Solutions Finreg-E London

Regulatory Horizon Scanning

The Regulatory Change Viewer© provides a single place to receive and continuous regulatory alerts on regulatory publications and changes across chosen global regulatory sources.

Regulatory content delivered in original and translated languages in real time Finreg-E London

Change Impact Assessments

The regulatory change action management and Impact Assessment Workflow© allows important publications to be actioned and tagged for institution-specific impacts, actions, accountability, status and timelines.

Extraction of regulatory requirements artificial intelligence at Finreg-E London

Compliance Controls Mappings

Regulatory content across the Change Viewer and Global Library can be mapped to compliance policies, processes, risks and controls via FinregE’s Compliance Mapping Workflow©.

Understanding regulatory compliance and change landscape finreg-E London

NLP Rule Analytics

Regulatory content across the Change Viewer and Global Library comes with FinregE’s intelligent NLP analytics with key words and regulatory obligations extractions on information requiring compliance actions under individual publications, laws and rules.

Reduce errors and duplication in regulatory change capture and management Finreg-E London

Regulatory Rule Inventories

The Global Library© provides a central, structured, and continuously updated inventory of existing rulebooks, laws and legislation organised based on jurisdiction, themes and laws. Library content come linked with correlated content from the Regulatory Change Viewer.

Reports and dashboards Finreg-E London

Compliance Reporting and Audit

FinregE delivers customized and interactive dashboards built on FinregE’s regulatory content and workflow data to report on regulatory change horizon and heatmaps to highlight compliance impact by jurisdiction, topics, themes, timelines, status, owners, gaps, policies, processes, risks and controls.

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FinregE regulatory coverage

Stay up-to-date on financial servicers publications and regulations across global and local jurisdictions.  We get you the latest information, updated daily and continuously, on publications and content across all languages. Choose from sources including governments, courts, tribunals, supervisory authorities, standard setting bodies and regulators.

FinregE Regulatory Coverage
Country RegulatorPublish Date Type Title 
IsraelBOI28/01/2022Supervisors of Banks CircularsConducting an Audit and Review in Accordance with Certain Standards Set in the United States
United KingdomICO28/01/2022ConsultationsYour views matter: ICO listening exercise Your vie…
United KingdomGOV.UK | Policy and Consultations28/01/2022Department for Environment, Food & Rural AffairsClimate adaption reporting third round: Anglian Water
United KingdomGOV.UK | Policy and Consultations28/01/2022Department for Environment, Food & Rural AffairsClimate adaption reporting third round: Affinity Water
United KingdomGOV.UK | Policy and Consultations28/01/2022Department for Environment, Food & Rural AffairsClimate adaption reporting third round: Yorkshire Water
United KingdomGOV.UK | Policy and Consultations28/01/2022Department for Environment, Food & Rural AffairsClimate adaption reporting third round: Bristol Water
GlobalOECD28/01/2022news releasesOECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
European UnionESMA28/01/2022MiFID - Investor Protection MiFID - Secondary Markets TradingConsultation Paper on the Opinion on Trading Venue perimeter
Hong KongHKMA28/01/2022Press ReleasesRecord of Discussion of the Meeting of the Exchange Fund Advisory Committee Currency Board Sub-Committee held on 6 January 2022
Hong KongHKMA28/01/2022CircularsApplicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong (PDF File, 222.2 KB)
United KingdomGOV.UK | Policy and Consultations28/01/2022Her Majesty’s Prison and Probation Service and 1 othersWoodhill Prison: Action plan
United KingdomGOV.UK | Policy and Consultations28/01/2022Her Majesty’s Prison and Probation Service and 1 othersStyal YOI: Action plan
ItalyIVASS28/01/2022RSSConsultation Paper No. 1/2022 - Remarks and proposals (only in italian) [docx, 48.5 KB]
ItalyIVASS28/01/2022RSSConsultation Paper No. 1/2022 (only in italian) [pdf, 767.0 KB]
European UnionESMA28/01/2022Fund Management, Guidelines and Technical standards >Compliance tableESMA34-45-1445:Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds
European UnionESMA28/01/2022Benchmarks MiFID - Secondary Markets Post Trading Securities Financing Transactions Supervisory convergence Trade RepositoriesNew Q&As available
European UnionESMA28/01/2022Credit Rating Agencies >ReferenceESMA 80-416-252:Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation
European UnionESMA28/01/2022MiFID - Investor Protection, MiFID - Secondary Markets, Trading >ReferenceESMA70-156-4978 reply form:Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter
European UnionESMA28/01/2022MiFID - Investor Protection, MiFID - Secondary Markets, Trading >Consultation PaperESMA70-156-4978:Consultation Paper on the Opinion on Trading Venue perimeter
European UnionESMA28/01/2022Credit Rating Agencies >Consultation PaperESMA 80-416-228:Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation
European UnionEBA28/01/2022Q&A-Final:Resolution objectives and triggers2016_2622 | State guarantee of newly issued liabilities
European UnionEBA28/01/2022Q&A-Final:Recovery plans2016_2562 | Recovery plans for subsidiaries that are not institutions
European UnionEBA28/01/2022Q&A-Final:Early intervention2015_2516 | Relation between precautionary recapitalisation and early intervention measures
European UnionEBA28/01/2022Q&A-Final:Intra-group financial support2015_2515 | Notification requirements in the context of financial support
European UnionEBA28/01/2022Q&A-Final:Recovery plans2015_2514 | References to “the group” in Articles 6 (2) and (5)
European UnionEBA28/01/2022Q&A-Final:Intra-group financial support2015_2104 | Changes to financial support agreements
European UnionEBA28/01/2022Q&A-Rejected:Market infrastructures2018_3704 | Question on CSD capital requirements and investment policy
Hong KongHKMA28/01/2022CircularsRegulatory approaches to Authorized Institutions’ interface with Virtual Assets and Virtual Asset Service Providers (PDF File, 267.7 KB)
Hong KongHKMA28/01/2022CircularsJoint circular on intermediaries’ virtual asset-related activities (PDF File, 166.3 KB)
European UnionAFME28/01/2022Consultation ResponsesECB Public Consultation on Outsourcing Registers
United KingdomGOV.UK | Policy and Consultations28/01/2022Cabinet OfficeInfected Blood Compensation Framework Study
United KingdomGOV.UK | Policy and Consultations28/01/2022HM Revenue & Customs and 1 othersFinance Bill 2021-2022: Report Stage
United KingdomGOV.UK | Policy and Consultations28/01/2022HM TreasuryMinutes of the Trade Specialised Committee on VAT Administrative Cooperation and Recovery of Taxes: 15 December 2021
BelgiumFSMA28/01/2022Press releaseMore than 2300 intermediaries took part in a webinar offered by the FSMA on conduct of business rules in the insurance sector
ItalyIVASS28/01/2022RSSConsultation Paper No. 1/2022
European UnionESMA28/01/2022Crowdfunding >Q&AESMA35-42-1088:Q&A on the European crowdfunding service providers for business Regulation
European UnionESMA28/01/2022Supervisory convergence >ReferenceESMA71-102-173:ESMA Q&As- list of questions currently under development
European UnionESMA28/01/2022Post Trading, Securities Financing Transactions, Trade Repositories >Q&AESMA74-362-893:QAs on SFTR data reporting
European UnionESMA28/01/2022Benchmarks, Supervisory convergence >Q&AESMA70-145-114:Q&A on the Benchmarks Regulation (BMR)
European UnionESMA28/01/2022MiFID - Secondary Markets >Q&AESMA70-872942901-35:Q&A on MiFID II and MiFIR transparency topics
European UnionESMA28/01/2022Guidelines and Technical standards, Innovation and Products >Compliance tableESMA50-164-5210:Compliance table on Guidelines on outsourcing to cloud service providers
United StatesFTC28/01/2022Press releasesVision Path, Inc., Online Seller of Hubble Lenses, Settles Charges it Violated the Contact Lens Rule and FTC Act to Boost Sales
United StatesFTC28/01/2022Press releasesFTC Comment to Food and Drug Administration Supports Agency’s Proposed Rule on Establishing Over-the-Counter Hearing Aids
BelgiumFSMA28/01/2022News articleHandbook on IDD rules of conduct
United StatesFTC28/01/2022Commission ActionsAgency Information Collection Activities; Proposed Collection; Comment Request; Extension (Information Furnishers Rule)
European UnionEDPB28/01/2022General Data Protection Regulation
Data subject rights | Data subject rights | Guidelines | General Data Protection Regulation
Guidelines 01/2022 on data subject rights - Right of access
European UnionEDPB28/01/2022General Data Protection Regulation | Data subject rights | Guidelines | General Data Protection Regulation
Data subject rights
Guidelines 01/2022 on data subject rights - Right of access
IsraelBOI27/01/2022Supervisors of Banks CircularsTotal Credit Risk Distribution Report by Principle Industries (quarterly)
IsraelBOI27/01/2022Supervisors of Banks CircularsData for Calculating Effective Cost in the Unindexed Shekel Segment (monthly)
United KingdomGOV.UK | Policy and Consultations27/01/2022Maritime and Coastguard AgencyConsultation to update MSN 1747(M) with MSN 1747(M) Amendment 1
European UnionESMA27/01/2022MiFID - Investor ProtectionESMA consults on the review of MiFID II suitability guidelines
European UnionESMA27/01/2022MiFID - Investor ProtectionConsultation on Guidelines on certain aspects of the MiFID II suitability requirements
European UnionEuropean Union27/01/2022Directorate-General for CompetitionCommunication | C(2022)481 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European UnionEuropean Union27/01/2022Directorate-General for CompetitionImpact assessment | SWD(2022)19 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European UnionEuropean Union27/01/2022Directorate-General for CompetitionSummary of impact assessment | SWD(2022)20 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European UnionEuropean Union27/01/2022Directorate-General for CompetitionOpinion on impact assessment | SEC(2022)70 | COMMUNICATION FROM THE COMMISSION - Guidelines on State aid for climate, environmental protection and energy - 2022
European UnionESMA27/01/2022MiFID - Investor Protection >Consultation PaperESMA35-43-2998:Draft Guidelines on certain aspects of the MiFID II suitability requirements
United KingdomGOV.UK | Policy and Consultations27/01/2022Ministry of DefenceArmed Forces Pension Scheme: Future pension provision from 1 April 2022
United KingdomGOV.UK | Policy and Consultations27/01/2022Home OfficeProtect Duty
United KingdomGOV.UK | Policy and Consultations27/01/2022Environment AgencyWye abstraction licensing strategy
United KingdomGOV.UK | Policy and Consultations27/01/2022HM Revenue & CustomsDraft legislation: The Social Security Contributions (Freeports) Regulations 2022
United KingdomGOV.UK | Policy and Consultations27/01/2022Forestry Commission and 1 othersOpen access restriction at Mount Common: how to comment
BelgiumFSMA27/01/2022News articleRules on sustainable finance
GlobalOECD27/01/2022news releasesOECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
European UnionESMA27/01/2022CCP Directorate >ReferenceESMA91-372-1977:ESMA91-372-1977 Response form to the Consultation paper on the Review of EMIR RTS on APC measures
European UnionESMA27/01/2022CCP Directorate >Consultation PaperESMA91-372-1975:ESMA91-372-1975 Consultation Paper on review of EMIR RTS on APC margin measures
United KingdomGOV.UK | Policy and Consultations27/01/2022Her Majesty’s Prison and Probation Service and 1 othersWandsworth Prison: Action plan
United KingdomGOV.UK | Policy and Consultations27/01/2022Defence Infrastructure Organisation and 1 othersStrategy for Defence Infrastructure
United KingdomGOV.UK | Policy and Consultations27/01/2022Ministry of DefenceOpportunity and Innovation: The Defence Small and Medium-sized Enterprise Action Plan
United KingdomGOV.UK | Policy and Consultations27/01/2022Home OfficeResponse to an inspection of Border Force's role in Project Kraken
United KingdomGOV.UK | Policy and Consultations27/01/2022Cabinet OfficePublic Procurement: Provisional Common Framework
United KingdomGOV.UK | Home Office27/01/2022Home OfficeHome Office: business appointment rules advice
United KingdomNHF27/01/2022ResourcesBiodiversity Net Gain Regulations and Implementation consultation briefing
LuxembourgCSSF27/01/2022Circular CSSFCircular CSSF 22/794 (only in French)
LuxembourgCSSF27/01/2022Circular CSSFCircular CSSF 19/717 (as amended by Circular CSSF 22/794) (being updated) (Updated)
United KingdomGOV.UK | Policy and Consultations27/01/2022HM TreasuryFinance Bill 2021-2022: Report Stage
United KingdomGOV.UK | Policy and Consultations27/01/2022Department for EducationThe reading framework: teaching the foundations of literacy
United KingdomGOV.UK | Policy and Consultations27/01/2022High Speed Two (HS2) LimitedHS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2021
United KingdomGOV.UK | Policy and Consultations27/01/2022High Speed Two (HS2) LimitedHS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2020
United KingdomGOV.UK | Policy and Consultations27/01/2022High Speed Two (HS2) LimitedHS2 Phase One Compulsory Purchase: General Vesting Declarations for Warwickshire 2019
United StatesSEC27/01/2022Proposed RulesReopening of Comment Period for Pay Versus Performance
United StatesSEC27/01/2022Exchange Act Exemptive Notices and OrdersRelease No.: 34-94091
Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United StatesFTC27/01/2022Commission ActionsAgency Information Collection Activities; Submission for OMB Review; Comment Request (Red Flags, Card Issuers, and Address Discrepancy Rules)
IsraelBOI26/01/2022Supervisors of Banks CircularsForm of General Conditions for Managing Accounts
United KingdomGOV.UK | Policy and Consultations26/01/2022Ministry of JusticePrisons Strategy White Paper
United KingdomPSR26/01/2022NewsPSR publishes remedies consultation for its card-acquiring market review
United KingdomPSR26/01/2022PublicationCP22/1: Card-acquiring market review initial remedies consultation
United KingdomGOV.UK | Policy and Consultations26/01/2022Foreign, Commonwealth & Development OfficeResidence rights implementation of the Withdrawal Agreement, Part 2 (Citizens’ Rights): sixth joint report, January 2022
BahrainCBB26/01/2022consultationsTrust Law
European UnionEBA26/01/2022ConsultationConsultation on amending RTS on SCA and CSC under PSD2 (EBA/CP/2021/32)
European UnionEuropean Union26/01/2022Directorate-General for Internal Market, Industry, Entrepreneurship and SMEsDelegated regulation | C(2022)395 | COMMISSION DELEGATED REGULATION (EU) /... supplementing Regulation (EU) 2019/2144 of the European Parliament and of the Council by laying down detailed rules concerning the specific test procedures and technical requirements for the type-approval of motor vehicles with regard to their event data recorder and for the type-approval of those systems as separate technical units and amending Annex II to that Regulation
United KingdomGOV.UK | Policy and Consultations26/01/2022Advisory Committee on Clinical Excellence Awards and 2 othersReforming the national Clinical Excellence Awards scheme
United KingdomGOV.UK | Policy and Consultations26/01/2022High Speed Two (HS2) LimitedOff-route works - Preston Station: Additional data used in the air quality assessment (BID AQ-002-OR001)
United KingdomGOV.UK | Policy and Consultations26/01/2022High Speed Two (HS2) LimitedHistoric landscape character areas (HE-003-0MA05)
United KingdomGOV.UK | Policy and Consultations26/01/2022Ministry of JusticeReview of Custodial Remand for Children
United StatesSEC26/01/2022Proposed RulesAmendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange”; Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stocks, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities
United StatesSEC26/01/2022Proposed RulesAmendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers
United StatesSEC26/01/2022Public StatementStatement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI
United KingdomGOV.UK | Policy and Consultations26/01/2022Foreign, Commonwealth & Development OfficeQuint meeting on Yemen, 26 January 2022: joint communiqué
United KingdomGOV.UK | Policy and Consultations26/01/2022Department for International TradeStrategic Trade Advisory Group (STAG): summary of discussions
GlobalISDA26/01/2022Infrastructure > ClearingISDA and IIF Respond to BCBS/CPMI/IOSCO Consultation on Margin Practices
European UnionESMA26/01/2022Guidelines and Technical standards, MiFID - Secondary Markets >Compliance tableESMA70-156-350:Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II
United StatesFTC26/01/2022Commission ActionsHISA Enforcement Rule
European UnionEBA25/01/2022Public hearingPublic hearing on the Consultation Paper on draft RTS on crowdfunding
IsraelBOI25/01/2022Supervisors of Banks CircularsLimitations On Issuing Housing Loans
Hong KongHKMA25/01/2022CircularsRegtech Adoption Practice Guide (PDF File, 218.9 KB)
United KingdomFCA25/01/2022Guidance consultationsGC22/1: FCA’s approach to compromises for regulated firms [pdf]
United KingdomFCA25/01/2022Policy and guidance Guidance consultationsGC22/1: FCA’s approach to compromises for regulated firms
United KingdomGOV.UK | Policy and Consultations25/01/2022Committee on Standards in Public LifeCSPL Submission to the Standards Committee's Review of the MPs' Code of Conduct
United KingdomGOV.UK | Policy and Consultations25/01/2022Cabinet OfficeGovernment Cyber Security Strategy: 2022 to 2030
United KingdomGOV.UK | Policy and Consultations25/01/2022HM TreasuryBasic bank accounts: July 2020 to June 2021
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedVolume 2 MA02: Wimboldsley to Lostock Gralam
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedVolume 3: Route-wide effects
United KingdomFCA25/01/2022Consultation papersCP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets
United KingdomScotland House Authority25/01/2022PublicationsPandemic Personal Protective Equipment: consultation
United KingdomScotland House Authority25/01/2022PublicationsReport of the consultation regarding proposed Covid-19 Public Inquiry: FOI release
United KingdomUK.ThePensionsRegulator25/01/2022Press ReleasesTPR publishes consultation on new code of practice for CDC pension schemes
European UnionEuropean Union25/01/2022Directorate-General for Climate ActionImplementing regulation | C(2022)322 | COMMISSION IMPLEMENTING REGULATION (EU) /... amending Implementing Regulation (EU) 2019/1859 laying down rules for the application of Article 10 of Regulation (EU) 2019/1242 of the European Parliament and of the Council as regards the collection of certain data
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Hybrid Bill (A Series)
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedMA08 Historic environment baseline report - Part 4 of 5 (BID HE-001-0MA08_Part 4)
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedMA08 Historic environment baseline report - Part 3 of 5 (BID HE-001-0MA08_Part 3)
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedMA08 Historic environment baseline report - Part 2 of 5 (BID HE-001-0MA08_Part 2)
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedMA08 Historic environment baseline report - Part 1 of 5 (BID HE-001-0MA08_Part 1)
United KingdomGOV.UK | Policy and Consultations25/01/2022Driver and Vehicle Standards AgencyDriving tests: improving availability and processes
United KingdomGOV.UK | Policy and Consultations25/01/2022Intellectual Property OfficeReviewing the designs framework: Call for views
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedMA06 landscape and visual map book (LV-00, LV-02, LV-07, LV-08, LV-17)
United KingdomGOV.UK | Policy and Consultations25/01/2022Department of Health and Social CareReview of temporary provisions in the Human Medicines Regulations 2012 to support influenza and COVID-19 vaccination campaigns
United KingdomGOV.UK | Policy and Consultations25/01/2022Department for EducationSchool attendance: improving consistency of support
European UnionEuropean Union25/01/2022Directorate-General for TradeDecision | C(2022)429 | COMMISSION DECISION relating to the exercise of the European Union’s rights under the WTO Understanding on Rules and Procedures Governing the Settlement of Disputes and other relevant WTO provisions
United KingdomGOV.UK | Policy and Consultations25/01/2022High Speed Two (HS2) LimitedDocument to inform a Habitats Regulations Assessment for Rostherne Mere Ramsar site and Midland Meres and Mosses Phase 1 Ramsar site (EC-016-00003)
GlobalOECD25/01/2022news releasesOECD takes first step in accession discussions with Argentina, Brazil, Bulgaria, Croatia, Peru and Romania
GlobalISDA25/01/2022Infrastructure > ClearingISDA Responds to CFTC’s Consultation on Clearing Requirements in Relation to LIBOR Transition
GlobalISDA25/01/2022Infrastructure > ClearingISDA and FIA Respond to Six ESMA Consultations on CCP Resolution
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR)
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on draft Guidelines on Methodology to value each contract prior to termination
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on draft RTS on the content of CCP resolution plans
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation Paper on draft RTS on Resolution Colleges
European UnionESMA24/01/2022Consultations > CCP DirectorateConsultation on highly liquid financial instruments with regards to the investment policy of central counterparties
European UnionEBA24/01/2022Public hearingPublic hearing on draft Guidelines on the use of remote customer onboarding solutions
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for Transport and 1 othersHS2 Phase 2b Western Leg Design Refinement Consultation
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for Transport and 1 othersGovernment response to High Speed Two Phase 2b: Crewe to Manchester western leg design refinement consultation
United KingdomScotland House Authority24/01/2022PublicationsConsultations in the Scottish Government: guidance
European UnionEBA24/01/2022Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM)2015_2467 | COREP form C72
European UnionEBA24/01/2022Q&A-Rejected:Supervisory reporting - Liquidity (LCR, NSFR, AMM)2014_1272 | Supplementary Reporting
European UnionEBA24/01/2022Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses)2014_1252 | wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)
European UnionEBA24/01/2022Q&A-Rejected:Supervisory reporting - COREP (incl. IP Losses)2013_389 | Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
United KingdomGOV.UK | Policy and Consultations24/01/2022Home Office and 1 othersStatement of changes to the Immigration Rules: HC 1019, 24 January 2022
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for International TradeTrade advisory groups (TAGs)
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for TransportChanges to the UK operator licensing regime and arrangements for the temporary posting of workers in the UK and EU: request for evidence
United KingdomGOV.UK | Home Office24/01/2022Home OfficeWindrush Compensation Scheme: full rules
United StatesFinCEN24/01/2022NewsroomFinCEN Issues Proposed Rule for Suspicious Activity Report Sharing Pilot Program to Combat Illicit Finance Risks
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b (Crewe – Manchester) Environmental Impact
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedOff-route reports for High Speed Rail (Crewe – Manchester) Environmental Statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedCommunity Area collections for High Speed Rail (Crewe – Manchester) Environmental Statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedCross-topic technical appendices for High Speed Rail (Crewe – Manchester) Environmental Statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedRoute-wide reports for High Speed Rail (Crewe – Manchester) Environmental Statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedBackground information and data for High Speed Rail (Crewe – Manchester) Environmental Statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedFlood risk assessment (WR-005-0MA02)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedVolume 2 map book MA03: Pickmere to Agden and Hulseheath
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHigh Speed Rail (Crewe – Manchester) competency statement
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b (Crewe – Manchester) Register of undertakings and assurances
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: HS2 Policy (H Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Engagement (G Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Operation (F Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Environment (E Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Construction (D Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Property and Compensation (C Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHS2 Phase 2b information papers: Hybrid Bill (B Series)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedEnvironmental minimum requirements for HS2 Phase 2b (Crewe - Manchester)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedVolume 5: Environmental topic maps
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedHydraulic modelling report - Millington Clough and tributaries (WR-006-00001)
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedEquality impact assessment for HS2 Phase 2b Crewe – Manchester
United KingdomGOV.UK | Policy and Consultations24/01/2022High Speed Two (HS2) LimitedEquality Impact Assessment Report
United StatesSEC24/01/2022Exchange Act Exemptive Notices and OrdersRelease No.: 34-94034
Order Granting Application by Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United StatesSEC24/01/2022Exchange Act Exemptive Notices and OrdersRelease No.: 34-94031
Order Granting Application by The Nasdaq Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Rule Filing Requirements of Section 19(b) of the Exchange Act with Respect to Certain Rules Incorporated by Reference
United KingdomICO24/01/2022ConsultationsICO consultation on the draft journalism code of p…
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for Transport and 1 othersHS2 Phase 2b: Crewe – Manchester Environmental Statement Consultation
United KingdomGOV.UK | Policy and Consultations24/01/2022Department for Transport and 1 othersHS2 Phase 2b: Crewe – Manchester Equality Impact Assessment Report Consultation

Who we work with

FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.

FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.

FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.

FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.

FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.

FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.

FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.

FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.

FinregE can help financial services consultancies and law firms to service their clients needs in a variety of ways. We currently work with leading consulting and law firms through formal partnerships and collaboration to develop and implement the most appropriate technology solutions based on client compliance and technology needs. By partnering with FinregE, you can quickly recommend, develop and deploy a technology-based compliance solution to fit your client demands without the pressure, governance, cost and long lead-time to developing an internal solution. A collaboration with FinregE also brings the benefit of the leveraging our solution for internal purposes to provide a more superior and faster service than the traditional consultancy model.

FinregE has collaboration partnerships with top universities and financial institutions around the world. As a result, FinregE has access to the most up-to-date insights into research, demand, feedback and requirements on the application and use of machine learning and natural language processing technologies in financial services regulatory and legal domain. We can provide regulators and standard setting agencies with vital feedback on the impact and adoption of regulation. FinregE currently helps regulators and governments in the areas of standardisation of regulatory data, regulatory reporting and regulatory responses, building machine-readable and machine-executable rulebooks, tackling legacy legislation and data, monitoring and supervising emerging risks and trends, development of new policy against existing rules and building ontologies and lexicons based on financial services laws and regulations.

FinregE helps other financial services and regtech vendors keep their solutions up to date against the requirements under existing and changing regulations. Whether you provide a regulatory reporting solution driven by underlying regulatory requirements that are constantly changing or currently hold data from financial services driven by regulations, we can help you connect your services to the source regulation that drive it. We offer easy integration of our regulations and regulatory rules data and analytics via APIs and other means to suit your needs.

FinregE provides regulatory publications and rules coverage for banking, asset and wealth management and insurance. We currently service clients across all these sectors for regulatory horizon scanning, managing regulatory rule inventories, mapping and maintaining compliance policies and controls against regulatory requirements and managing regulatory compliance monitoring and self-assessment.

FinregE’s Compliance Solutions

Cloud-based solutions

Quick to switch on and easy to integrate cloud-based SaaS solution

Multi-language regulatory publications

Regulatory publications and law content is available in original language and translations

Diverse and up-to-date resources

Regulatory publications sources across all banking, asset management, insurance, governments/legislative bodies, regulators, federal courts, trade associations, and other sources.

Daily and continuous regulatory publications updates with filters to search and retrieve full historical datasets across sources.

Compliance self-assessment workflows

Detailed impact and compliance self-assessment workflows with user/institution specific assessment criteria on application date, owners, teams, legal entities, divisions, operational/other risk impact rating, compliance gaps and actions required commentaries

Compare compliance versions

Built-in highlight and text comparison of changes between current and previous rule versions

Regulatory publications on media

Regulatory publications coverage on news, publications, press releases, consultations, final rules, guidance, Q&As, litigation releases, laws, RSS, speeches and all other news

Interactive and customised charts

Dynamic, interactive and customised graphs, charts, visualisations and dashboards for tracking actions, compliance gaps, implementation status and providing required periodic management information and reporting. Network maps, heatmaps and regulatory horizon and change visualisations on regulatory rules libraries and regulatory publications content

Filter and search

User defined sorting and prioritisation of regulatory publications content into libraries based on materiality and publication metadata (publication type, topics, key words etc), including tagging and identification of related publications based on jurisdiction, themes, products, services, regulatory activities and permissions

Control visibility of publications

Manage regulator publications content by unactioned items, actioned items, not applicable and future publications

Legislative content across the globe

Rulebooks, laws and legislative content across all global jurisdictions in a structured digital format. Alerts on changes in rulebooks, laws and legislative content as they happen, with connected content to regulatory publications (consultations, guidelines, Q&As, and related standards) against rulebooks, laws and legislation

Enterprise-wide collaborations

Enterprise wide collaborations across workflow tasks and actions with notification and alerts for prioritization for upcoming actions and tasks. Export to excel on regulatory publications and rules data tables and workflow assessment templates for sharing and disseminating content with users outside the system

Quick compliance self-assessment

Quick impact and compliance self-assessment workflows for fast triage of regulatory publications and rules

FinregE’s Compliance Solutions

Cloud-based solutions

Quick to switch on and easy to integrate cloud-based SaaS solution

Multi-language regulatory publications

Regulatory publications and law content is available in original language and translations

Diverse and up-to-date resources

Regulatory publications sources across all banking, asset management, insurance, governments/legislative bodies, regulators, federal courts, trade associations, and other sources.

Daily and continuous regulatory publications updates with filters to search and retrieve full historical datasets across sources.

Compliance self-assessment workflows

Detailed impact and compliance self-assessment workflows with user/institution specific assessment criteria on application date, owners, teams, legal entities, divisions, operational/other risk impact rating, compliance gaps and actions required commentaries

Compare compliance versions

Built-in highlight and text comparison of changes between current and previous rule versions

Regulatory publications on media

Regulatory publications coverage on news, publications, press releases, consultations, final rules, guidance, Q&As, litigation releases, laws, RSS, speeches and all other news

Interactive and customised charts

Dynamic, interactive and customised graphs, charts, visualisations and dashboards for tracking actions, compliance gaps, implementation status and providing required periodic management information and reporting. Network maps, heatmaps and regulatory horizon and change visualisations on regulatory rules libraries and regulatory publications content

Filter and search

User defined sorting and prioritisation of regulatory publications content into libraries based on materiality and publication metadata (publication type, topics, key words etc), including tagging and identification of related publications based on jurisdiction, themes, products, services, regulatory activities and permissions

Control visibility of publications

Manage regulator publications content by unactioned items, actioned items, not applicable and future publications

Legislative content across the globe

Rulebooks, laws and legislative content across all global jurisdictions in a structured digital format. Alerts on changes in rulebooks, laws and legislative content as they happen, with connected content to regulatory publications (consultations, guidelines, Q&As, and related standards) against rulebooks, laws and legislation

Enterprise-wide collaborations

Enterprise wide collaborations across workflow tasks and actions with notification and alerts for prioritization for upcoming actions and tasks. Export to excel on regulatory publications and rules data tables and workflow assessment templates for sharing and disseminating content with users outside the system

Quick compliance self-assessment

Quick impact and compliance self-assessment workflows for fast triage of regulatory publications and rules

If you are looking to optimise compliance on energy regulation, then be sure to check out EnregE. Set up by the same team that established FinregE, EnregE aims to turn energy regulation compliance into a simple, scalable process, so you meet regulatory requirements in the energy industry and prevent costly compliance fines. Check out our website for more.

enreg logo

If you are looking to optimise compliance on energy regulation, then be sure to check out EnregE. Set up by the same team that established FinregE, EnregE aims to turn energy regulation compliance into a simple, scalable process, so you meet regulatory requirements in the energy industry and prevent costly compliance fines. Check out our website for more.

enreg logo

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