Recent Regulatory Changes

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Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations.
Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

Recent Regulatory Changes

United States
Treasury Department

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change...

United States
Securities and Exchange Commission

Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and...

United States
Securities and Exchange Commission

Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3

United States
Securities and Exchange Commission

Proposed Collection; Comment Request; Extension: Rules 13n-1-13n-12; Form SDR

United States
Securities and Exchange Commission

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change...

United States
Securities and Exchange Commission

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change...

European Union
European Commission

Decision | C(2024)4967 | Preliminary act of the Commission pursuant to Commission Regulation (EC)...

European Union
European Commission

Regulatory update

United States
Treasury Department

Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for...

United States
Treasury Department

Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

United States
Treasury Department

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

United States
Treasury Department

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of...

United States
Treasury Department

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and...

United States
Treasury Department

Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3

France
Largus

Assurance construction : SMABTP finalise une acquisition

Malaysia
BNM

Policy Document on Licensing and Regulatory Framework for Digital Insurers and Takaful Operators

Malaysia
BNM

Licensing and Regulatory Framework for Digital Insurers and Takaful Operators | Policy Document

European Union
ESMA

ESMA74-2134169708-7011 | MiFIR Review - Consultation Package 3 (equity transparency, volume cap,...

European Union
ESMA

ESMA70-156-6414 | Reply form to MiFIR Review - Consultation Package 3 (technical advice (Section 3),...

European Union
ESMA

ESMA70-156-6414 | Reply form to MiFIR Review - Consultation Package 3 SI ITS (Section 5), RTS 3...

United Kingdom | Scotland
Gov.Scot

Procurement - technology peripherals and infrastructure framework: lot 2 - buyer's guide

European Union
ESMA

Trading | MiFIR review: ESMA launches new consultations

European Union
ESMA

ESMA74-2134169708-7011 | MiFIR Review CP 3 | Trading

European Union
European Commission

Regulatory update

European Union
European Commission

Regulatory update

European Union
ESMA

ESMA74-2134169708-7011 | MiFIR Review CP on Equity transparency | Trading

European Union
ESMA

ESMA70-156-6414 | Reply Form CP3 20240915 | Trading

European Union
ESMA

ESMA70-156-6414 | Reply Form CP3 20241015 | Trading

New Zealand
RBNZ

OCR 5.50% - Inflation Approaching Target Range | Official Cash Rate, Monetary Policy Review

Brazil
GOV.BR

CVM aceita Termo de Compromisso com Galt Capital Consultoria e seus executivos

Ireland
GOV.IE

Landmark legislation to introduce Pay-Related Benefit in Ireland passed by the Oireachtas

Brazil
GOV.BR

Regulatory update

United States
ABA

Regulatory update

United Kingdom
GOV.UK | DWP

Offshoring policy for DWP contractors

United Kingdom
GOV.UK

Reintroductions and conservation translocations in England: code, guidance and forms

United Kingdom
GOV.UK

Understand our rules

United Kingdom
GOV.UK

Continuous residence: caseworker guidance

United Kingdom
GOV.UK

Long residence: caseworker guidance

United Kingdom
GOV.UK

Offshoring policy for DWP contractors

United Kingdom
CPS

Murder of Lorna England, man found guilty | Violent crime , CPS, South West News

United Kingdom
GOV.UK | HMRC

ECSH64235 - Regulation 69 - Entry, inspection of premises without a warrant etc

United Kingdom
GOV.UK | DEFRA

Reintroductions and conservation translocations in England: code, guidance and forms

United Kingdom
GOV | DVSA

Apply for a PSV certificate of initial fitness (COIF)

United Kingdom
GOV.UK | OFSI

Bosnia and Herzegovina sanctions: guidance

United Kingdom
GOV.UK

Nicaragua sanctions: guidance

United Kingdom
GOV.UK

Bosnia and Herzegovina sanctions: guidance

United Kingdom
GOV.UK

Albania: country policy and information notes

United Kingdom
GOV.UK

Ghana: country policy and information notes

United Kingdom
GOV.UK

Pakistan: country policy and information notes

United Kingdom
GOV.UK

DBS guidance leaflets

United States
Federal Reserve Board of Governors

Semiannual Monetary Policy Report to the Congress

China
GOV.CN

China publishes ethical guidelines for human genome editing research

China
MPS

Chen Wenqing stressed at the on-site meeting on promoting the rule of law in letters and visits that...

Portugal
DRE

Regulatory update

United Kingdom
GOV.UK

SSAC FOI releases 2024

United Kingdom
GOV.UK

Universal Credit (Administrative Earnings Threshold) (Amendment) Regulations 2024

United Kingdom
GOV.UK | OFSI

Nicaragua sanctions: guidance

United Kingdom
GOV.UK | OFSI

Republic of Guinea-Bissau sanctions: guidance

United Kingdom
GOV.UK | OFSI

Venezuela sanctions: guidance

United Kingdom
GOV.UK | OFSI

Zimbabwe sanctions: guidance

United Kingdom
GOV.UK | OFSI

Global anti-corruption sanctions: guidance

United Kingdom
GOV.UK | OFSI

Global Human Rights sanctions: guidance

United Kingdom
GOV.UK

Community infrastructure levy notice under Regulation 117, 118 or 119 decisions

United Kingdom
GOV.UK

Iran sanctions: guidance

United Kingdom
GOV.UK

Republic of Guinea-Bissau sanctions: guidance

United Kingdom
GOV.UK

Venezuela sanctions: guidance

United Kingdom
GOV.UK

Zimbabwe sanctions: guidance

United Kingdom
GOV.UK

Global anti-corruption sanctions: guidance

United Kingdom
GOV.UK

Global Human Rights sanctions: guidance

United Kingdom
GOV.UK

Cover policy and indicators

United Kingdom
PSR

PSR regulatory fees: 2024/25 fees figures

European Union
AFME

Feedback on EC December 2023 Draft FAQs on the Disclosures Delegated Act under Article 8 of the EU...

United Kingdom
Scotland House Authority

Procurement - recruitment advertising and public notices framework 2024: guidance

Global
BIS

Fabio Panetta: Banks and the economy - credit, regulation and growth

Slovakia
Data Protection

Regulatory update

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