Recent Regulatory Changes
Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations.
Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.
Recent Regulatory Changes
United States
Treasury Department
Treasury Department
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3
United States
Securities and Exchange Commission
Securities and Exchange Commission
Proposed Collection; Comment Request; Extension: Rules 13n-1-13n-12; Form SDR
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change...
United States
Securities and Exchange Commission
Securities and Exchange Commission
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change...
European Union
European Commission
European Commission
Decision | C(2024)4967 | Preliminary act of the Commission pursuant to Commission Regulation (EC)...
European Union
European Commission
European Commission
Regulatory update
United States
Treasury Department
Treasury Department
Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for...
United States
Treasury Department
Treasury Department
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...
United States
Treasury Department
Treasury Department
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...
United States
Treasury Department
Treasury Department
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of...
United States
Treasury Department
Treasury Department
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and...
United States
Treasury Department
Treasury Department
Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3
France
Largus
Largus
Assurance construction : SMABTP finalise une acquisition
Malaysia
BNM
BNM
Policy Document on Licensing and Regulatory Framework for Digital Insurers and Takaful Operators
Malaysia
BNM
BNM
Licensing and Regulatory Framework for Digital Insurers and Takaful Operators | Policy Document
European Union
ESMA
ESMA
ESMA74-2134169708-7011 | MiFIR Review - Consultation Package 3 (equity transparency, volume cap,...
European Union
ESMA
ESMA
ESMA70-156-6414 | Reply form to MiFIR Review - Consultation Package 3 (technical advice (Section 3),...
European Union
ESMA
ESMA
ESMA70-156-6414 | Reply form to MiFIR Review - Consultation Package 3 SI ITS (Section 5), RTS 3...
United Kingdom | Scotland
Gov.Scot
Gov.Scot
Procurement - technology peripherals and infrastructure framework: lot 2 - buyer's guide
European Union
ESMA
ESMA
Trading | MiFIR review: ESMA launches new consultations
European Union
ESMA
ESMA
ESMA74-2134169708-7011 | MiFIR Review CP 3 | Trading
European Union
European Commission
European Commission
Regulatory update
European Union
European Commission
European Commission
Regulatory update
European Union
ESMA
ESMA
ESMA74-2134169708-7011 | MiFIR Review CP on Equity transparency | Trading
European Union
ESMA
ESMA
ESMA70-156-6414 | Reply Form CP3 20240915 | Trading
European Union
ESMA
ESMA
ESMA70-156-6414 | Reply Form CP3 20241015 | Trading
New Zealand
RBNZ
RBNZ
OCR 5.50% - Inflation Approaching Target Range | Official Cash Rate, Monetary Policy Review
Brazil
GOV.BR
GOV.BR
CVM aceita Termo de Compromisso com Galt Capital Consultoria e seus executivos
Ireland
GOV.IE
GOV.IE
Landmark legislation to introduce Pay-Related Benefit in Ireland passed by the Oireachtas
Brazil
GOV.BR
GOV.BR
Regulatory update
United States
ABA
ABA
Regulatory update
United Kingdom
GOV.UK | DWP
GOV.UK | DWP
Offshoring policy for DWP contractors
United Kingdom
GOV.UK
GOV.UK
Reintroductions and conservation translocations in England: code, guidance and forms
United Kingdom
GOV.UK
GOV.UK
Understand our rules
United Kingdom
GOV.UK
GOV.UK
Continuous residence: caseworker guidance
United Kingdom
GOV.UK
GOV.UK
Long residence: caseworker guidance
United Kingdom
GOV.UK
GOV.UK
Offshoring policy for DWP contractors
United Kingdom
CPS
CPS
Murder of Lorna England, man found guilty | Violent crime , CPS, South West News
United Kingdom
GOV.UK | HMRC
GOV.UK | HMRC
ECSH64235 - Regulation 69 - Entry, inspection of premises without a warrant etc
United Kingdom
GOV.UK | DEFRA
GOV.UK | DEFRA
Reintroductions and conservation translocations in England: code, guidance and forms
United Kingdom
GOV | DVSA
GOV | DVSA
Apply for a PSV certificate of initial fitness (COIF)
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Bosnia and Herzegovina sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Nicaragua sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Bosnia and Herzegovina sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Albania: country policy and information notes
United Kingdom
GOV.UK
GOV.UK
Ghana: country policy and information notes
United Kingdom
GOV.UK
GOV.UK
Pakistan: country policy and information notes
United Kingdom
GOV.UK
GOV.UK
DBS guidance leaflets
United States
Federal Reserve Board of Governors
Federal Reserve Board of Governors
Semiannual Monetary Policy Report to the Congress
China
GOV.CN
GOV.CN
China publishes ethical guidelines for human genome editing research
China
MPS
MPS
Chen Wenqing stressed at the on-site meeting on promoting the rule of law in letters and visits that...
Portugal
DRE
DRE
Regulatory update
United Kingdom
GOV.UK
GOV.UK
SSAC FOI releases 2024
United Kingdom
GOV.UK
GOV.UK
Universal Credit (Administrative Earnings Threshold) (Amendment) Regulations 2024
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Nicaragua sanctions: guidance
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Republic of Guinea-Bissau sanctions: guidance
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Venezuela sanctions: guidance
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Zimbabwe sanctions: guidance
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Global anti-corruption sanctions: guidance
United Kingdom
GOV.UK | OFSI
GOV.UK | OFSI
Global Human Rights sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Community infrastructure levy notice under Regulation 117, 118 or 119 decisions
United Kingdom
GOV.UK
GOV.UK
Iran sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Republic of Guinea-Bissau sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Venezuela sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Zimbabwe sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Global anti-corruption sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Global Human Rights sanctions: guidance
United Kingdom
GOV.UK
GOV.UK
Cover policy and indicators
United Kingdom
PSR
PSR
PSR regulatory fees: 2024/25 fees figures
European Union
AFME
AFME
Feedback on EC December 2023 Draft FAQs on the Disclosures Delegated Act under Article 8 of the EU...
United Kingdom
Scotland House Authority
Scotland House Authority
Procurement - recruitment advertising and public notices framework 2024: guidance
Global
BIS
BIS
Fabio Panetta: Banks and the economy - credit, regulation and growth
Slovakia
Data Protection
Data Protection
Regulatory update
BOOK A DEMO
Try our automated compliance technology today
We recognise that managing and maintaining regulatory compliance is one of the most time and resource consuming activity. We would welcome sharing with you how we are helping our clients harness the power of technology to solve their compliance problems.