REGULATORY TRACKER

Track Major Regulatory Changes For Compliance

FinregE’s regulatory changes tracker lists key regulatory and legislative changes impacting major countries. It provides the latest information on major rules and legislation and their current status of adoption and legislative development. The regulatory tracker is updated continuously to inform you on forthcoming regulatory initiatives and plan for their operational impact. If you would like a tailored regulatory tracker applicable to your business and services, please get in touch with our team.

Short Selling Regulation: Call for Evidence

App security and privacy interventions

Reform of the Consumer Credit Act: consultation

Consultation on customer information requirements in the Payment Accounts Regulations (PARs) 2015

Fisheries: consultations between the EU, Norway and the UK

Design of the Energy Company Obligation (ECO): 2023-2026

Refugee Employability Programme

Introducing further advertising restrictions on TV and online for products high in fat, salt or sugar: secondary legislation

Accelerated Settlement Taskforce

Consultation: Amendments to the Building Societies Act 1986

Expanding the Investment Transactions List for the Investment Management Exemption and other fund tax regimes

Building a smarter financial services framework for the UK

Ring-fencing reforms

VAT treatment of fund management: consultation

PRIIPs and UK Retail Disclosure

Electronic Trade Documents Bill: impact assessment

CP 22/5: Revised approach to APP scams Measure 1, Metric C process

Dutch Central Bank

Results Consultation DNB Policy Options and Discretions Banks : Original Published Text [Resultaten consultatie DNB beleid opties en discreties banken]

PS22/11: Improving the Appointed Representatives regime

CP22/27: Introducing a gateway for firms who approve financial promotions

Circular CSSF 14/593 (as amended by Circulars CSSF 15/613, 15/621, 16/640, 17/663, 18/678, 18/685, 19/715, 19/729, 20/745, 21/774 and 22/823) (Updated)

Electronic communication according to the KAGB: Bafin consulted regulation : Original Published Text [Elektronische Kommunikation nach dem KAGB: BaFin konsultiert Verordnung]

CP152 – Own funds requirements for UCITS ManCos and AIFMs authorised for discretionary portfolio management

PS22/15: Improving outcomes in non-workplace pensions

CP22/25: Proposed regulatory framework for pensions dashboard service firms

Vol 3 – Revised Appointed Representative Requirements

CP22/24: Broadening access to financial advice for mainstream investments

PS9/22 – Amendments to the PRA’s approach to identifying other systemically important institutions (O-SIIs)

CP22/23: Regulatory fees and levies: policy proposals for 2023/24 [pdf]

AFME Response to CP22/18: FCA Guidance on the Trading Venue Perimeter

AFME-AGC Response to ESMA Call for Evidence on SRDII Implementation

CP22/22: Proposed extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme

PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme

EIOPA consults on cyber component in its insurance stress testing framework

UK. The Pensions Regulator

Dashboards compliance and enforcement policy consultation

ICO second consultation on the draft Data protection and journalism code of practice

Entwurf FMA-Rundschreiben HELD-TO-MATURITY WIDMUNG Betriebliche Vorsorgekassen

ICO consultation: Children’s code evaluation

Entwurf FMA-Rundschreiben HELD-TO-MATURITY WIDMUNG Betriebliche Vorsorgekassen

ABBL – CSSF Presentation : Circular CSSF 22/821 on the reviesed Long Form Report for banks

ABBL – CSSF Presentation : Circular CSSF 22/821 on the reviesed Long Form Report for banks

Entwurf des Rundschreibens HTM-Widmung bei Pensionskassen

Commission Fees for 2023

ADGM Publishes Consultation Paper on a Comprehensive Sustainable Finance Regulatory Framework

FRC launches consultation on audit committees standard

Proposed Financial Cybersecurity Controls

Consultation of the regulation on the ads and submission of documents according to 36 of the investment network : Original Published Text [Konsultation der Verordnung ber die Anzeigen und die Vorlage von Unterlagen nach 36 des Kapitalanlagegesetzbuchs]

Consultation of the first ordinance for amending the security institute ads regulation : Original Published Text [Konsultation der Ersten Verordnung zur nderung der Wertpapierinstituts-Anzeigenverordnung]

Consultation of the second regulation to amend the ZAG advertisement Ordinance : Original Published Text [Konsultation der Zweiten Verordnung zur nderung der ZAG-Anzeigenverordnung]

Consultation of the regulation on the advertisements of insurance companies and pension funds for outsourcing functions and insurance services : Original Published Text [Konsultation der Verordnung ber die Anzeigen von Versicherungsunternehmen und Pensionsfonds zur Ausgliederung von Funktionen und Versicherungsttigkeiten]

ICO consultation on prioritising access to information complaints

Dutch Central Bank

Consultation Changed Reporting Requirements Insurers : Original Published Text [Consultatie Gewijzigde rapportagevereisten verzekeraars]

PS22/11: Improving the Appointed Representatives regime

Notice of Consultation Paper Release

CP14/22 – Review of Solvency II: Reporting phase 2

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